SMCGLOBALNSE8 August 2022

In compliance with regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 read with Part A (15) of Schedule III, please find attached herewith the transcript of earn...

SMC Global Securities Limited

S smc

SMC GEUBAL SECURITIES LIMITED

SEBI Regn. No. : INZ 000199438 « Research Analyst No. : INH100001849 « Investment Adviser No. : INA100012491 Moneywise. Be wise.

-—

Regd. Office : 11/6B, Shanti Chamber, Pusa Road, New Delhi-110005 Ph : +91-11-30111000, 40753333 Fax ; +91-11-25754365 + CIN No. : L74899DL1994PLC063609 E-mail : smc@smcindiaonline.com Website : www.smcindiaonline.com

Date: 08 August, 2022

Listing Operations BSE Limited, P J Towers, Dalal Street, Mumbai-400001, India

Listing Department National Stock Exchange of India Limited, Exchange Plaza, C-1, Block G, Bandra Kurla Complex, Bandra (E ) Mumbai - 400051

Scrip Code: 543263

Symbol: SMCGLOBAL

Dear Sir/Ma’am,

compliance

Disclosure In Requirements) Regulations, 2015 read with Part A (15) of Schedule III, please find attached herewith the transcript of earning con-call held on 01st August, 2022.

Obligations

regulation

(Listing

SEBI

with

and

30

of

This will also be hosted on the Company’s website at www.smcindiaonline.com

This is for your information and record.

For SMC Global Securities Limited

Suman Kumar E.V.P. (Corporate Affairs) & Company Secretary Membership No. F5824

MUMBAI OFFICE

: AWing, 401/402, Lotus Corporate Park, Graham Firth Steel Compound, Off Western Express Highway, Jay Coach Signal, Goregaon East

Mumbai-400063 Ph : +91-22-67341600, 66481818 Fax : +91-22-67341697 E-mail : smcmumbai@smcindiaonline.com

KOLKATA OFFICE:

18, Rabindra Sarani, Poddar Court, Gate No. 4, 5th Floor, Kolkata - 700001 Ph : +91-33-66127000 Fax : +91-33-66127004 E-mail : smckolkata@smcindiaonline.com

vay eo

waroneni ASEBI Initial

TORS

SMC Global Securities Limited Q1 FY23 Conference Call August 01, 2022

Moderator:

Ladies and gentleman, good day and welcome to the SMC Global Securities Limited June 2022

Results discussion Conference Call. As a reminder, all participant lines will be in the listen only

mode. And there will be an opportunity for you to ask questions after the presentation

concludes. Should you need assistance during the conference call, please signal an operator

by pressing “*” then “0”on your touchtone phone. Please note that this conference is being

recorded. I now hand the conference over to Mr. Anuj Sonpal from Valorem Advisors. Thank

you and over to you sir.

Anuj Sonpal:

Thank you. Good evening, everyone and a warm welcome to you all. My name is Anuj Sonpal

from Valorem Advisors. We represent the investor relations of SMC Global Securities Limited.

On behalf of the company, I would like to thank you all for participating in the earnings call of

the company for the first quarter of financial year 2023.

Before we begin, let me mention a short cautionary statement. Some of the statements made

in today’s concall may be forward looking in nature. Such forward looking statements are

subject to risks and uncertainties which could cause actual results to differ from those

anticipated. Such statements are based on management’s belief as well as assumptions made

by and information currently available to management. Audience are cautioned not to place

any undue reliance on these forward-looking statements in making any investment decisions.

The purpose of today’s earnings conference call is purely to educate and bring awareness

about the company’s fundamental business and financial quarter under review.

Let me now introduce you to the management participating with us in today’s earnings call

and hand it over to them for opening remarks. We firstly have with us Mr. Subhash Chand

Aggarwal – Chairman and Managing Director, Mr. Mahesh Chand Gupta – Vice Chairman and

Managing Director, Mr. Ajay Garg – Director and CEO of SMC Global Securities Limited, Mr.

Himanshu Gupta – Chairman and CEO of Moneywise Financial Services Private Limited, Mr.

DK Aggarwal – CMD of SMC Capitals Limited, Mr. Anurag Bansal – Director of SMC Global

Securities Limited, Mr. Pranay Aggarwal – Chairman and CEO of stoxkart Moneywise Finvest

Limited and Mr. Vinod Kumar Jamar – President and Group Chief Financial Officer. I, now

request Mr. Vinod Kumar Jamar to take you through the financial and operational highlights

of the company, all over to you sir. Thank you.

Page 1 of 15

Vinod Kumar Jamar:

Thanks Anuj. Good evening everyone. First, let me take you through financial performance

for Q1 FY23 of our company on a consolidated basis. The operating income for the quarter

was INR 291 crores an increase of 13.8% year-on-year. Operating EBITDA was reported at

approximately INR 71 crores, a decrease of 26.3% year-on-year and EBITDA margin stood at

24.4%. Margin declined due to higher administrative expenses in Q1 23 vis-à-vis same period

a year ago, when many offices remain shut and employees were working from home due to

COVID-19 pandemic. Net profit after tax reported INR 37 crores a decrease of 22.6% year-on-

year while PAT margin are 20.74%.

Let me now take you through quarterly segmental performance on a consolidated basis for

this quarter. In the broking distribution and trading segments the revenue for the quarter was

about INR 199 crores an increase of approximately 7% year-on-year. the EBIT for the segment

was INR 47 crores. Coming to insurance broking division, the revenue for the quarter

recorded was INR 74 crores, which increased by around 37% on a year-on-year basis. The

EBIT was approximately 1.5 crores. Company focused on hiring a technology team to

strengthen the IT infrastructure in this division.

Lastly, in the financing division segment, the revenue for the quarter was INR 33 crores an

increase of about 47% on a year-on-year basis, the EBIT for the quarter was approximately

INR 18 crores an increase of about 43% on year-on-year basis. NBFC loan book increase to

INR 716 crores in Q1 FY23 from INR 562 crores in Q1 FY22. Gross NPA and net NPA decreased

to 2.58% and 1.49% in Q1 FY23 from 4.75% and 3.05% in Q1 FY22 respectively. With this, we

can now open the floor for questions-and-answers session. Thank you.

Moderator:

Sir, shall we open for the Q&A?

Vinod Kumar Jamar:

Yes.

Moderator:

Thank you very much. We will now begin the question-and-answer session. First question is

from the line of Saket Kapoor from Kapoor Company. Please go ahead.

Saket Kapoor:

Sir, if you look at your revenue mix for the quarter for the broking distribution and trading

aspect there is a, do we have any mark to mark of our proprietary business what is the key

reason for the lower segment profit for this quarter when we are comparing with the June

quarter and if you could give the breakup or mixed between what was the broking amount,

brokerage and the trading?

Ajay Garg:

Very Good Afternoon, Ideally the quarter one had been a bit dull as compared to quarter four

and broking revenue had been around 153.17 crore and trading revenue had been around

45.97 crore. In the Q4 these figures were 138.61 crore in broking and 50.45 crore in trading.

So, there has been a minor increase of 5% as compared to Q4. Inspite Sensex being down and

the market being dull.

Page 2 of 15

Saket Kapoor:

And sir the profitability front can you provide the break up, the total PBT for the segment is

47.31 crore. The split between broking and the trading part?

Vinod Kumar Jamar:

It is around 75% for broking and 25% for trading part.

Saket Kapoor:

Okay. And sir this also includes the open position being mark to mark for trading purpose all

the positions remain close?

DK Aggarwal:

This is DK Aggarwal, so, we mark to market open positions and whatever mark to market is

there that is accounted for.

Saket Kapoor:

Right Sir, and what should be the book size for the prop book as on 30th June, that remains

open?

DK Aggarwal:

It keeps on changing but it is around 300 crores.

Saket Kapoor:

Okay. And if we take the breakup of the same, this segment are you really tuned into, is it the

large cap part where in the F&O is there to hedge or do we have the cash or the midcap cash

market position also?

DK Aggarwal:

This is basically arbitrage position, which are hedged. These are based on various strategies

like cash future arbitrage, conversion strategies, butterfly trading, volatility based arbitrage,

stastical arbitrage,pair trading, etc. So, whether all the positions are hedged? in that, most of

the positions are hedged.

Saket Kapoor:

And sir can you provide us with the margin requirements. Now the margin requirement

increase and the cash component being introduced. So, to generate these revenue in your

trading book what kind of margin requirement it can be there, if you could quantify on a day

the highest margin which is there in terms of the strategy, which we’re doing since we are

having a hedge position that means you have to incur margin on both sides?

DK Aggarwal:

Yes. So, basically the margin keeps on varying, but generally it is around 235 crore to 300

crore like that.

Saket Kapoor:

Okay. And that is also sourced completely from, that is our self-owned fund on that is also

borrowed at competitive rate?

DK Aggarwal:

In-house fund are there.

Saket Kapoor:

And about the land which we purchased for our new offices, any update on the same, how

are we proceeding?

Page 3 of 15

Subhash Chand Aggarwal: We have already in previous quarters explained that we purchased the land at Mohan-

Cooperative society. it’s more than 3000 yards and we have taken loan against that also. So,

75% as of today we have taken loan and 25% we have invested in our own fund.

Saket Kapoor:

Okay. And have we started work on the same?

Subhash Chand Aggarwal:

Yes, all plans have been taken place. Soil testing has been done and we are soon going to

start the construction.

Saket Kapoor:

Correct sir. Sir on the buyback front out of the total proceeds as on date, how much we have

given the announcement how much have we spent for the tax benefit part, are the

shareholders will be availing that capital gains benefit tax that clarification from the

exchanges has been issued?

Subhash Chand Aggarwal: Any investor who is selling the stock will have the long-term capital gain benefit, long term

and short term both.

Himanshu Gupta:

Hi, this is Himanshu. So, basically as per the exchange notification of last year, any

shareholder who has sold the stock and his shares get matched against the company

buyback, he would get direct communication from the stock exchange on his registered email

id and basis that he can claim the full exemption from the income tax on that particular

transaction.

Saket Kapoor:

And how much have we spent as of now and by what time we will be completing this

buyback?

Subhash Chand Aggarwal: Around 53 crores we have spent and more than 60 lakh shares we have purchased till today.

Saket Kapoor:

And what is the size sir?

Subhash Chand Aggarwal:

75 crore we have to buy back.

Saket Kapoor:

Okay. We will be making use of the full money or after 90% we can also close earlier than

that?

Subhash Chand Aggarwal: We will do up to 75 crores, I think we will spend full 10, 20 lakhs lesser but, otherwise we are

spending full amount.

Saket Kapoor:

Correct. Sir on the cost front which are the line items, any one-off items in your expenses,

whether in the other expenses that has occurred for this quarter or they are all linear subject

to your revenue?

Page 4 of 15

Vinod Kumar Jamar:

Yes, the other expenses office administrative expenses have increased because last year Q1

we had offices closed and working from home. So obviously electricity and all these related

administrative expenses on the presence of staff were not there and this quarter that is

there, but that is a normal thing. It’s not something extraordinary because earlier also full

office was working and the expenses were incurred. Expenses have not increased if we

compare with the pre COVID expenses it’s only with reference to Q1 only which was working

from home.

Saket Kapoor:

When we take this line item impairment of financial instrument how do we derive this, which

instruments are being embedded if you can throw more light on the same, what is the size, I

think so last year total figure was 16 crore and for this quarter it is 3.4 crore?

Vinod Kumar Jamar:

We have NBFC arm so we provide loans to the customers. So out of the loan, there are

certain NPAs also. As we explained this the NPA level has decreased a lot to 2.58% and 1.49%

gross NPA and net NPA as compared to 4.75% and 3.05% in the last year Q1 and apart from

this, there could be few other bad debt provisioning based on ECL model, because we have

large debtors outstanding in the book. So, as per the statistical model, there is some part of

provisioning there also.

Moderator:

Thank you. The next question is from the line of Devansh Mehta an Individual Investor. Please

go ahead.

Devansh Mehta:

So, my first question is on the insurance segment as to why are we seeing a stagnant growth

rate and also margins has come down this quarter?

Pravin Aggarwal:

Yes, Devansh this is Pravin Aggarwal. Yes, your question is right actually insurance business is

a seasonal business, last quarter is always better than previous three quarters. We cannot

compare first quarter to last quarter, we can just see we have grown and if we compare with

last quarter in June 21, or June 22 with June 21 it grew 37% year-on-year basis.

Devansh Mehta:

Understood. So, my second question would be on the NBFC segment. So, the company is

seeing good growth on NII and NIMs, but AUM has not grown much so, can you explain why

so, and what is the company doing to increase the loan book as the competition has seen

very healthy growth in the last quarter across most companies. So, if you have any comment

there?

Himanshu Gupta:

Hi, this is Himanshu Gupta. So, our AUM during the quarter had actually gone up to 716

crores approx. as against 690 crores at the end of March 22. And during the quarter, we have

made a disbursement of about 120 crores. So, the business has actually picked up, but there

is very fast amortization on our existing loan book. On a monthly basis we are having a

collection of about Rs.36 crore. So, there is some part of the book which is amortizing very

fast. So, that is the rub off effect and therefore you see the book is not increased by that large

Page 5 of 15

amount. However, we have seen the credit quality has improved and gross NPA and net NPA

has gone down as Mr. Jamar told while back. And to increase the book further we are actually

increasing our distribution strength in the location that we opened last year by hiring more

sales team and adding some spoke locations around our branches. And we are also starting

with a new product gold loan which we have initially started through a tie up during the

quarter and we plan to add exclusive branches to do the gold loan that will also add to the

loan book.

Devansh Mehta:

Got it. Also, my final question, so can you talk about the Superr app that has been launched

and what is this like, how is it different than Stoxkart?

Pranay Aggrwal:

I will just put a statement, pertaining to this because Super app is a different brand, a new

age brand launched by Stoxkart. I talked about Stoxkart 2.0 in the previous quarter call and I

said that we are going to revamp our technological, from front to back and this is a step

towards Stoxkart 2.0. Our first product is superr and shortly we will launch other products,

which will enhance our customer experience. For that, I will also introduce our group CTO,

Mr. Bhushan, who is playing the pivotal role to drive our technological advancements group

wide. So, Mr. Bhushan will take over and further answer your question.

Bhushan Sonkusare:

So, hello all Bhushan Sonkusare here. To answer your question, just to add to what Pranay Ji

said, the Superr app is launched for Stoxkart business, which is our discount brokerage. And

that is the first milestone of our transmission journey. And it is currently launched in the beta

stage, there are three things which I would like to highlight, which this app will do different

than the previous ones. So, first focus would be lightning fast, super intuitive, and end to end

user experience, the consumer experience. The second is we are going to use a completely

different new digital technology stack so we have now chosen the stack which has been used

by most Fintech firms locally as well as globally. And then the third is, we want to leverage

the legacy and the USP of SMC group into this play rather than just copycatting something,

which is bringing the brokerage distribution and other aligned digital products through the

single app window. So, these three are the key differentiators.

Moderator:

Thank you. The next question is from the line of Karan Bhanushali an Individual Investor.

Please go ahead.

Karan Bhanushali:

Can you tell us what are the revenues for Stoxkart for Q1 and if you could quantify the profit

and loss for the quarter?

Vinod Kumar Jamar:

Stoxkart revenue is 5.97 crores and profit after tax was 64.47 lakhs.

Karan Bhanushali:

Okay. And why has there been a significant increase in interest costs on both Y-o-Y and Q-o-Q

basis?

Page 6 of 15

Vinod Kumar Jamar:

As you’re seen our NBFC loan has increased to 716 crores. So, obviously, our leverage was

very low. So, we borrowed the money from the bankers and distribute it, still we can further

leverage it as our debt equity ratio is quite comfortable. So, the interest cost has gone and

simultaneously interest income has also gone up.

Karan Bhanushali:

Okay. So why is the depreciation coming down in Q1 versus the previous quarter?

Vinod Kumar Jamar:

It’s impact of WDV coming down. First year If you buy a new asset, the depreciation is at say

40% and next year let say it comes from 60, so that is the impact.

Karan Bhanushali:

Okay. And sir in the NBFC segment last quarter, the management said you all are getting into

gold loans. Can you talk about how that is progressing, and what’s is the management

strategy to compete against other large peers who have been into this segment for a while?

Himanshu Gupta:

Sure, this is Himanshu. So, basically, during this quarter we have initially launched gold loan in

tie up with one of the existing NBFC, through a co-lending type of partnership and going

forward we would be opening our exclusive Gold loan branches for building distribution

strength of our own. As you said like competing with the existing peers, we believe the

market is very big and there is a very large opportunity. Being a secured retail loan product,

we are very bullish on this product. And initially we would be opening branches in Delhi NCR

region and in sometime after looking at the progress, we would be expanding to other

locations. We have started with like, added that in tie up with other NBFC we have initially

started with few branches in the West Bengal region as a pilot.

Moderator:

Thank you. The next question is from the line of Atul Prakash, an Individual Investor. Please

go ahead.

Atul Prakash:

Actually, I just wanted to understand we have a full value brokerage business, we have a

discount brokerage business, we have NBFC business in which we are also doing the gold loan

now and buyback introduced at 115. However, if it’s all this and we take the peer valuation of

our company is not at the right place, so what exact reason you see where we are lacking?

Subhash Chand Aggarwal:

I could not understand.

Atul Prakash:

Shall I repeat?

Subhash Chand Aggarwal:

It depends upon the investor, question is market is not in our control, and it depends upon

the investor how much price should be there, we can say that we are doing well and I don’t

want to comment why price is lower, but you can think yourself.

Atul Prakash:

I just wanted to know anything which we should be doing or were market is seeing, that is

likely at our end, because if we take the NBFC business, then also our valuation is low, if we

see the brokerage business then also our valuation is low?

Page 7 of 15

DK Aggarwal:

This is DK Aggarwal. What you can do is do the right thing and being in the industry and being

in different verticals, all our verticals we are putting our best and things are happening as per

our plan. So, in our control whatever is there we are doing that, when you do the right things,

the valuation will automatically happen this is what we believe so, because valuation is not

something where we focus, we focus on our business and our business is doing well.

Atul Prakash:

Just also wanted to add the NBFC part on the gold loan side. So how we are seeing the

market as a lot of players in the gold loan business and what are our strategies to going

forward?

Himanshu Gupta:

Yes, you are right a lot of NBFCs and banks are getting a little aggressive on the gold loan

particularly post COVID era, but we believe that market is very large so initially we will be

opening our branches and we would also be doing digital marketing and the gold loan at

home business going forward. So we would be doing omni channel sales to get the business

from the market. And our cost of fund is also very low so that will help us in competing with

other players in the market, particularly the new NBFCs which are coming in this business.

Moderator:

Thank you. The next question is from the line of Achal Biyani from Yes Bank. Please go ahead.

We have lost the line of Mr. Achal Biyani. In the meanwhile, Mr. Saket Kapoor will ask the

question from Kapoor and Company. Please go ahead.

Saket Kapoor:

Sir, when investors look at the numbers or look at an investable proposition in companies,

especially the ones where the profitability is dependent on the financial market. So, how

should one look at the consistency in your numbers in the different verticals, what kind of

business model have you set up that there would be consistent in barring unforeseen

circumstances, how have you created the model wherein we can expect consistent numbers

from your business because it is entirely dependent upon the financial market and all the

components are linked on the same aspect?

DK Aggarwal:

Mr. Kapoor it’s a very good question because for any organization it is very important that

there should be continuity, there should be sustainability and consistency. So, our business

model is like that, it is a low cost business model where we have a lot of franchises across the

country. Secondly, we have different verticals, like we are into brokerage, we are into

investment banking, we are into insurance broking. So, many of these businesses they take

care of the volatility or fluctuation in the economic cycle of the country. So, what we believe

that our model is quite stable and quite diversified and it is a low cost model, which will

ensure that there will be consistency in the business, of course unforeseen circumstances

nobody can judge but otherwise we believe that we are going to grow consistently and

continuously.

Saket Kapoor:

Sir when you mention low cost model, can you explain how do you define a low cost model?

Page 8 of 15

Subhash Chand Aggarwal: Mr. Sanket this is Subhash Chand Aggarwal. When we say low cost model, basically when we

have franchisee, so we don’t have direct cost all over franchisee we just charge them

brokerage and share them brokerage, and whereas in branch model you incur direct costing.

So, when your volumes are dip, then this branch model and mix of branch and franchisee

model works very well, because at good times you are there to improve your branches you

can increase your revenue, you can increase your penetration and whereas we have arbitrage

system also. So, arbitrage works as balancing of everything, and other segments as DK

Aggarwal said we have NBFC, we have insurance broking, we have real estate broking,third

party distribution and other segments also. So, it works very well in all times. One business

has other business.

Saket Kapoor:

Sir, if you take the geographical distribution in terms of your franchisee model and also the

branches, where are we concentrated and which are the areas where we need to improve

our presence?

Subhash Chand Aggarwal: We have maximum exposure in Northern India after that Eastern part of India and then

Western part of India and the least presence in Southern part of India.

Saket Kapoor:

And what could be the key reason for them having lower penetration or what steps are we

taking to improve our presence?

Subhash Chand Aggarwal: We have various banks tie up also and we are increasing our dealing size in southern parts.

Rest, more specifically Mr. Ajay Garg, who is CEO of our SMC Global Securities.

Ajay Garg:

Last year only we have done tie up with Karur Vysya Bank and Dhanlaxmi Bank and couple of

more banking tie ups are going to be there in the near future. And we are increasing even

number of branches and even number of franchisees in Southern region to strengthen our

Southern part. And besides that, we are doing digital marketing, influencer marketing, so

when you do the digital marketing, the business comes from around India, it is not location

specific, and when our presence would be there in a better way and with this strategist tie up

our image in South would improve day-by-day and our market share in South would also

increase gradually.

Saket Kapoor:

And sir lastly, to forth point, firstly about this government securities market off late, the RBI

has offered this retail participation through their own website, but that is not garnering larger

interest. So, in order to defend the bond market, what kind of role do SMC can play or we can

facilitate so that this market which is nascent and somewhat secured in terms of the stability

part could add value and could be a win-win situation for the government as well as for you

garnering more clients, the ones which you would be addressing to the –35:00 platform for

RBI and thereby offering your bouquet of other products. So, but this could offer a good

proposition since, what I have understood or read about this portal from RBI, it has not

grabbed the attention which it should, it is a big market in terms of government securities

Page 9 of 15

and SGL also state development loan, that gets usually auctioned in the market. So, that was

my small suggestion, if it makes sense for us. And secondly, about this arbitrage part also sir,

when we look at the arbitrage mutual funds, they are able to even if we take their expense

ratio, they are earning anywhere 0.4 to 0.5 50 basis point on a monthly basis at max. So, how

does this strategy works out that it is only, the secret juice with us that we are able to create

this kind of good numbers if I may use from the arbitrary debt and this mutual funds are

unable to translate that profit, what is the area where we are able to garner this profit from?

Himanshu Gupta:

Okay, thank you for your question. So, first of all, your first question regarding the debt

market penetration, this is Himanshu Gupta, you are very right, inspite of RBI allowing the

retail investor to directly trade on the RBI portal for GSEC, still the momentum is not there

from the individual investor side though, we are an early mover and we have a full-fledged

debt desk in SMC in Delhi and Mumbai region, so, we are already catering to this segment.

The gap what we see is that the investors are not aware about how to trade in the govt.

securities and particularly because to open account, one needs to approach the banking

channel only. So, banks are even not promoting the individual investor to open the account.

So, there is a gap in the information and it becomes a push product in the market. But

anyways, what we are offering to the investors that we can buy the government security on

the portal and then sell it to the individual investor in his Demat account, that facility is

available and investors are willing to buy the government securities also, apart from the

corporate bonds. We have seen higher momentum from the HNI investor segment during the

last two-three years particularly when the interest rates were going down in the market so

people were moving their investment from fixed deposit to the debt product. So, this is our

take on the debt side and for your next question regarding the arbitrage fund. Dr. DK

Aggarwal will take that.

DK Aggarwal:

Mr. Kapoor. You rightly mentioned that these arbitrage fund from various mutual funds, they

have been giving a return of 4% to 6%. Because, when you do arbitrage in a fund there are

many limitations. There are limitations in respect of you can’t do intraday trading, that is one.

Secondly, because of that reason, the churning does not happen, only vanilla arbitrage can be

done. Secondly the leverage, when you’re doing arbitrage in a mutual fund, then the leverage

is not possible. You can’t take that leverage, but in case of propriety arbitrage which we do,

you can take leverage and only basis the margins you can take the position. So, that has seen

multiplying returns, the churning which happens intraday, that also adds in multiplying return

and then they are bound by many constraints, they have IM and they can do only those

strategies which they have given in the IM. There are many strategies like conversion

reversal, box which they cannot do because of margins limitation. So, the return which an

arbitrage fund makes and the return which proprietary arbitrage would make there would be

a substantial difference and that difference is the main reason.

Saket Kapoor:

Sir, what does IM stands for?

Page 10 of 15

DK Aggarwal:

What?

Saket Kapoor:

You mentioned the word IM, IM stands for?

DK Aggarwal:

Information Memorandum which they have to submit to the SEBI, what strategies they will

do. So, you have to send the rule book basically what you will be doing so, all you have to

define the strategies which will carry out when you submit for a scheme. So, that document

which outlines what all you will be doing, where you will be investing. So, that document I

referred as IM, information memorandum.

Saket Kapoor:

As you mentioned sir our size. If we look at your book size for proprietary arbitrage fund is

around 350 crore you mentioned that is what the.

DK Aggarwal:

It keeps on varying, sometimes it is even 200 crores, 250 crores, 300 crores because, what

happens that when whatever proprietary surplus we have, we deploy that fund instead of

keeping it idle, we use whatever arbitrage opportunity arises, we use fund available with us

to deploy into arbitrage strategy. So, the deployment of fund keeps on varying depending

upon the availability of the fund with us.

Saket Kapoor:

And sir if we look at the market size of this opportunity, just to understand how many players

and what could be the big resultant, if I may ask that, if we look at the market share of what’s

the type of strategies which you deploy to create arbitrage opportunities, what could be the

entire market size of it, wherein you are garnering 350 or 400 crores, how big is the total

space in which number of players are in this strategy y?

DK Aggarwal:

Right. So, I would not have the number but I can tell you, if somebody gives me another 1000

crore or 2000 crore, or 5000 crore even that can be deployed.

Saket Kapoor:

Okay. And its direct correlation is with your option segment only, because the money flow is

maximum for the option strike prices, so there is the way?

DK Aggarwal:

You are right most of the strategy happens in options, but there are many strategies where

cash futures, even there are strategies in commodities, arbitrage also. There are number of

strategies which can be deployed for arbitrage. So, of course options is a major component.

But, like cash future arbitrage I said, cash to cash arbitrage, there are many strategies, where

even options are not used, pair trading strategies, then some statistical arbitrage. So, there

are quant based strategies. So, there are strategies where even we do not use options and

then there are strategies available.

Saket Kapoor:

And here in sir everywhere we are knocking the spread at one go only, this is not that we

have to change?

Page 11 of 15

DK Aggarwal:

No, everything is automated we do our arbitrage through algo trading. So, mostly it is

automated trading so everything happens through the automated software.

Saket Kapoor:

So, at no point we have any open position, whenever the algo trades have put into both sides

are?

DK Aggarwal:

Principally we do not keep any open position but there are strategies quants based strategies

where we can have some open position but they’re all based on some strategies like

corporate actions are there, plus there are certain quant strategies. So there, there could be

some open position but a majority of our positions are always hedged position.

Moderator:

Thank you. The next question is from the line of Achal Biyani from Yes Bank. Please go ahead.

Achal Biyani:

I would want to know on the PCM front, as we know that you also have a PCM license in

place. What kind of developments are being done with the changing regulations of allocation

of end line collateral, additional cost percent which you might have to face in future because

of these changes and what is the income sources because we see very negligible clearing

income in your P&L, if you can give an update on the TCM front?

Ajay Garg:

Yes, I am Ajay Garg. We are clearing and trading member. So, all the regulations we are

complying for and even for allocation from today the penalty is going to be imposed so

accordingly we are uploading the thing as per the exchange guidelines. So, compliance is the

first thing like even our CMD say that, it should be on the top priority, so we are doing that

and as far as TCM is concerned like we are not that big in TCM though we do have more than

200 trading members who are taking cleaning services from us, but you rightly said that it is

not that remunerative but we are still like with all the exchanges even we are a member of

this India INX and NSCIFSC, even there we are clearing member, even we are the member of

DGCX even there we are the clearing member. So, as a brand like we want to focus on that

and in time to come it should be a remunerative segment for us.

Achal Biyani:

Okay. Any additional heavy expense you are expecting because of this change?

Ajay Garg:

No, it is an ongoing thing because the front office vendors and back office vendors even they

know they have to comply so, there is no much additional expense only thing is that we have

to deploy our back office resources and we have to coordinate with the vendors.

Achal Biyani:

Okay. Sir, a few questions on your prop trading front, as you said that you are majorly into

arbitrage and you are doing F&O and cash F&O head straight, at any point in time is there any

directional trade which you undertake on an opportunity basis, and second there is a good

amount of quoted investments which is seen in your balance sheet. So, are these a part of

strategies which you’re deploying or these are invest and wait for the right time to sell it off?

Page 12 of 15

DK Aggarwal:

Whatever investment you’re seeing the balance sheet those are the investments and

whatever we have in arbitrage those are the part of the arbitrage strategy.

Achal Biyani:

Okay, there is no scope of any kind of directional trade which has been undertaken?

DK Aggarwal:

Whatever directional is to be taken that is in the investment part of the business and in

arbitrage it is based on such certain strategy.

Achal Biyani:

Which is F&O driven?

DK Aggarwal:

You can’t say F&O only because there are corporate actions also happening so some

directional change could be based on the corporate action.

Achal Biyani:

Okay. Sir few questions on your group companies. So, as you said that your NBFC is trying to

expand into the gold loan financing. Sir what will be your USP to compete with big players like

Muthoot and Manappuram, because they have a pan India presence, how are you targeting

to targeting that same audience. Second is on the NBFC performance front what is the GNPA

levels as of now and what is the average deal which you are charging to your customers?

Himanshu Gupta:

Okay. So, I will answer your questions in the reverse order. Himanshu here. Our gross yield on

the portfolio is around 15%, to 15.5% that we are charging blended across all the products,

you know the interest rates have gone up recently in the market and we have passed on the

interest rate hike to our customers on the floating rate loans. Talking about the GNPA, March

22 GNPA numbers were about 2.8% and that has come down to 2.4% during the quarter and

the collections have been better. And even you will see that (trend) in the overall market.

Coming to your first question regarding the gold loan, so we believe the market size is very

large for the gold loan product and obviously the competition would be there, but that is a

healthy competition and we would be focusing more on the Northern India part initially. And

the larger players Muthoot and Manappuram they are concentrated more on the Southern

part of the India though they have presence in North India, but that would be an advantage

to us. And as I said the cake is very big and there is share for everyone.

Achal Biyani:

Okay. Sir a few questions on this stress level books only in the NBFC. Are there any

restructured assets in your book?

Himanshu Gupta:

Yes, there are restructured assets in the book as part of the restructure policy that RBI had

came out during the COVID period and as of March 22, the restructured book was about 22

to 24 crore, that was the book that was restructured but standard book, but the restructuring

was done under the COVID policy of the RBI.

Achal Biyani:

Okay. Sir now on the other group company which are there in the same group, first is on the

discount broking business. On the discount broking business we see you are still making

Page 13 of 15

losses till FY22. So, what is the development on that front, when are you going to break even

in the discount brokers. How are you competing with Upstox and Zerodha and on another

group company who also had a group company called SMC Global USA, which as per few

previous years financials we show that the investment amount has been written off because

of some issues in that company. Can you throw some light on that?

Pranay Aggarwal:

Hi, Achal I’m Pranay Aggarwal, CEO of Stoxkart Discount Broking arms. So, basically, Mr.

Vinod Jamar he already put forward the individual financial statements of our discount

broking arm, in the quarter we made a profit of 64 lakhs, profit after tax and profit before tax

of 87 lakhs. So, I’m very happy to inform that this quarter we are able to not only turn it

breakeven, but we are able to achieve some profit on the back of revenue of six crores. So,

that is because of increased ARPU. We are focused on our strategies differently, we are

focusing on revenue generating clients, we are focusing on increasing our ARPU and that is

around Rs.4000 per client and that would be on the higher side in the industry. So, going

forward we have positive outlook for this and with the new technological revamp which is

taking place this will be increasing day-by-day.

Subhash Chand Aggarwal: Actually we opened a branch in USA and we transferred funds there, but we had plans for

ADR and everything so we thought that we must take the license of USA also, but the person

we kept as a manager, he did not do well and he has suffered losses and so, that is why we

have closed the branch so now it is inoperative. It is a subsidiary SMC Global USA and now we

are in the process of closing that branch.

Achal Biyani:

Has the entire amount of SMC Global USA investment being written off as on date?

Subhash Chand Aggarwal: Around 5 crore something that has been written off.

Achal Biyani:

This has been written off in Q1 or earlier periods only?

Subhash Chand Aggarwal: Mr. Jamar who is our CFO he will answer.

Vinod Kumar Jamar:

Write off require certain RBI procedures. We have provided for fully, but it is in the process of

writing it off.

Achal Biyani:

Okay. So, entire amount has been written it off?

Vinod Kumar Jamar:

Provided for.

Subhash Chand Aggarwal: Provision has been made but we have not yet written it off.

Vinod Kumar Jamar:

Formal write off will be with RBI permission. That is the process.

Page 14 of 15

Moderator:

Thank you. As there are no further questions from the participants, I now hand the

conference over to the management for closing comments.

Mahesh Chand Gupta:

Good morning to all myself Mahesh Gupta. Thank you all for participating in this earning

concall. I hope we have been able to answer your questions satisfactorily. If you have any

other further questions or would like to know about the company, please reach out to our Investor Relations Manager at Valorem Advisors. Thank you, stay safe and healthy. Thank you

very much to all.

Moderator:

Thank you. On behalf of SMC Global Securities Limited that concludes this conference. Thank

you for joining us and you may now disconnect your line.

Page 15 of 15

← All TranscriptsSMCGLOBAL Stock Page →