SMCGLOBALNSE1 October 2022

SMC Global Securities Limited has informed the Exchange about Investor Presentation on 1st October 2022.

SMC Global Securities Limited

Osmec

Moneywise. Be wise.

SMC GLOBAL SECURITIES LIMITED

Member: NSE + BSE « MSE * NCDEX « ICEX * MCX

Clearing & Trading Member : Cash, F&O, Currency, Debt & Commodity

SEBI Regn. No, : INZ 000199438 « Research Analyst No. : INH100001849 - Investment Adviser No. : INA100012491

Regd. Office : 11/6B, Shanti Chamber, Pusa Road, New Delhi-110005 Ph : +91-11-30111000, 40753333 Fax : +91-11-25754365 + CIN No. : L74899DL1994PLC063609 E-mail : smc@smcindiaonline.com Website : www.smcindiaonline.com

Date: October 01, 2022

Listing Operations

BSE Limited, P J Towers, Dalal Street, Mumbai -400001, India

Listing Department National Stock Exchange of India Limited Exchange Plaza, C-1, Block G, Bandra Kurla Complex, Bandra, (E) Mumbai - 400051

Scrip Code: 543263

Symbol: SMCGLOBAL

Sub: Investor Presentation-October 2022

Dear Sir(s),

In compliance with Regulation 30(2) of SEBI (Listing Obligations and Disclosure Requirements) a copy of the investor Regulations, 2015 read with Part A (15) of Schedule III, enclosed is Presentation - October 2022.

You are requested to kindly take note of the same.

Thanking you,

For SMC Global Securities Limited

Suman Kumar E.V.P. (Corporate Affairs), Company Secretary & Compliance Officer (Membership No. F5824)

MUMBAI OFFICE

: AWing, 401/402, Lotus Corporate Park, Graham Firth Steel Compound, Off Western Express Highway, Jay Coach Signal, Goregaon East

Mumbai-400063 Ph : +91-22-67341600, 66481818 Fax : +91-22-67341697 E-mail : smcmumbai@smcindiaonline.com

KOLKATA OFFICE:

18, Rabindra Sarani, Poddar Court, Gate No. 4, 5th Floor, Kolkata - 700001 Ph : +91-33-66127000 Fax : +91-33-66127004 E-mail : smckolkata@smcindiaonline.com

i “

EXFOWTRING INVESTORS A SEBI Initiative

INVESTOR PRESENTATION

October 2022

SMC at a Glance

Branches Across India 112 Including 1 in Dubai

Cities Covered 447

Employees 3,486

Sub-brokers / Authorised Persons 2,440

Network of Financial Distributors 13,667

Client Demat A/Cs 830,877

Clearing & Settlement trading members 308

Cumulative AUM/AUA under Mutual Funds/PMS INR 28.09 Bn

Running SIPs 65,643

Insurance Policies sold 196,502

Insurance Premium INR 5,918 Mn

NBFC AUM INR 7,163 Mn

Ratings: Short Term- CARE A1+ & ICRA A1+ Long Term- ICRA A (STABLE)

* All numbers as of Q1-FY23

Investor Presentation

Consolidated Net worth

INR 9,223 Mn

5 Year Revenue CAGR 16.23%

5 Year PAT CAGR 31.15%

Net D/E 0.31x

2

SMC Group Overview

SMC Global Securities Ltd was established in 1994 by founders Mr. Subhash C. Aggarwal and Mr. Mahesh C. Gupta.

• Over the years, the company has grown into a diversified financial services company offering brokerage services, investment banking, wealth management, insurance broking, clearing & distribution of depository services, financial advisory services to corporates, institutions, high net worth individuals and other retail clients.

financing, fixed income securities,

financial products,

The company has launched various innovative digital capabilities and best-in-class products and services.

technology-enabled

Through a strong network of approx. 2,440 Sub Brokers and Authorized Persons the company’s footprint spreads over 447 cities across India.

The company is governed by strong board including 6 independent directors and is run by a highly qualified and experienced management team.

SMC has had a consistent growth track record and is well placed to garner a piece of the ever-growing capital markets in India.

The company’s vision is to be a global organization having a dominant position in financial & investment services through customer centric approach.

Consolidated Revenue (INR Mn) & EBITDA (%)

9,013

21.67%

7,785

15.24%

11,169

26.42%

24.41%

2,905

FY20

FY21

FY22

Q1-FY23

Q1-FY23 Revenue Pie (%)

11%

24%

65%

Broking, Distribution & Trading

Insurance

NBFC

Investor Presentation

3

Business Structure

SMC Global Securities Ltd.

Insurance Broking

Broking, Distribution & Trading

Financing

Life Insurance

General Insurance

Equity, Commodity, Currency & Institutional Broking

Discount Broking

Clearing Services

SME – Loan Against Property (LAP)

SME – Working Capital Term Loan (WCTL)

Financial Products Distribution

Proprietary Trading

Fixed Income

Consumer Durable Loans

Capital Market Funding (CMF)

Wealth Management

Portfolio Management

Investment Banking

Onward Lending

Asset Finance

Investor Presentation

Real Estate / Mortgage Advisory

Research Services

Gold Loans

4

Board of Directors

Mr. Subhash C. Aggarwal Chairman & Managing Director, SMC Group He is the promoter and co-founder of SMC Group and an active contributor to the good governance. He is a fellow member of the Institute of Chartered Accountants of India (ICAI).

Mr. Ajay Garg Director & CEO – SMC Global Securities Ltd. MD-SMC Global IFSC Pvt. Ltd. Director - SMC Insurance Brokers Pvt. Ltd., Moneywise Financial Services Pvt. Ltd. He is a Fellow Member and rank holder of ICAI. With a wide and rich experience of over 23 years in Securities market, he heads the core businesses of Broking & Clearing services at SMC.

Mr. Himanshu Gupta Director & CEO-Moneywise Financial Services Private Ltd. Director-SMC Global Securities Ltd., Director-SMC Comtrade Ltd. He is a Fellow Member of the Institute of Chartered Accountants of India (ICAI) having a rich experience of around 11 years in Financing & Securities market along with a strong hold into the intricacies of the capital market.

Mr. Kundan M. Agarwal Independent & Non-executive Director He serves as Independent and Non-Executive Director of SMC Global. He is a fellow member of Institute of Chartered Accountants of India (ICAI) and has experience and professional expertise of more than four decades in financial services industry.

Dr. Madhu Vij Independent & Non-executive Director She holds a Master degree in Commerce and a doctorate degree. She has an experience and exposure of over three decades as a Professor of Finance at the Faculty of Management Studies, University of Delhi.

Mr. Naveen ND Gupta Independent & Non-executive Director He has been a chartered accountant for more than 22 years and is widely known for his role in making the income disclosure Scheme, 2016 a success. He is the former president of ICAI and Director in various companies.

Investor Presentation

Mr. Mahesh C. Gupta Vice Chairman & Managing Director, SMC Group, Director-SMC Insurance Brokers Pvt. Ltd. He is the promoter and co-founder of SMC Group and has been associated with the Company as the backbone since its inception which makes him a pivotal pillar of SMC. He is a fellow member of the Institute of Chartered Accountants of India (ICAI). Mr. Anurag Bansal Whole Time Director-SMC Global Securities Ltd. Director-SMC Capitals Ltd., Director-SMC Global IFSC Pvt. Ltd. He is a rank holder and fellow member of the Institute of Chartered Accountants of India (ICAI) with a wide and rich experience of over 23 years in financial markets. He is also a member of Institute of Cost Accountants of India (ICMAI). Ms. Shruti Aggarwal Non-executive Director She serves as a Non- Executive director for SMC Global Securities Ltd. and is currently leading the Corporate Finance function at SMC Investments & Advisors Ltd. She is an MBA from London Business School, a member of (ICAI) and has cleared all three levels of CFA from the CFA Institute, USA.

Mr. Hari D. Khunteta Independent & Non-executive Director He is a fellow member of ICAI and is a commerce graduate from University of Rajasthan with experience of over 45 years in the field of financial management, Investor services, Corporate Governance & Resource mobilization from Domestic as well as International market.

Mr. Chandra Wadhwa Independent & Non-executive Director He is the fellow member ICMAI & ICSI. He holds Bachelors of Law as well M. Com Degree from Delhi University and has exposure of over 39 Years in the field of Financial cost management accounting as well as in cost management auditing sector.

Ms. Anshika Aggarwal Director- SMC Investment and Advisors Ltd. A qualified Chartered Accountant, holding a B.Com (Hons.) degree from Delhi University, she is also a member of Young Business Leaders Forum – PHD CCI. She carries with her entrepreneurial experience, running a fashion social commerce startup, Modestreet Fashion as Co-Promoter and Director for 1 year. Prior to which, she was with Ernst & Young for nearly 4 years in business tax and regulatory consultancy..

5

Group Company Chairman/ Directors & Key Management Personnel

Dr. D. K. Aggarwal CMD-SMC Investments and Advisors Ltd. CMD-SMC Capitals Ltd. Chairman & Director-SMC Real Estate Advisors Private Ltd. Chairman & Director-SMC Comtrade Ltd. He is the Fellow Member of The Institute of Chartered Accountants of India (ICAI) with over two decades of experience in the securities market & financial services. Mr. Pranay Agarwal Director & CEO - Moneywise Finvest Ltd. Director - Moneywise Financial Services Pvt. Ltd. He is a qualified Chartered Accountant from the Institute of Chartered Accountants of India (ICAI) and a commerce graduate from the University of Delhi. He is playing a leading role in StoxKart (Discount brokerage platform).

Ms. Reema Garg Chief Human Resource Officer, Director-SMC Investments and Advisors Ltd. Director-Moneywise Finvest Ltd. She holds B.Sc. Applications (MCA) and pursuing PHD in HR.

(Computer Science)

from University of Delhi and Masters in Computer

Ms. Nidhi Bansal Director – SMC Comtrade Ltd. She is a post graduate in commerce and a fellow member of Institute of Chartered Accountants of India (ICAI).

Mr. Vinod Kumar Jamar President & Group CFO He is responsible for managing financial reporting, audit, compliance of tax laws (direct and indirect), planning and capital structure. He is also a fellow member of Institute of Chartered Accountants of India (ICAI).

Mr. Suman Kumar E.V.P - Corporate Affairs & Company Secretary He leads the Corporate Affairs & legal matters of the SMC Group. He serves as the Executive Vice President (Corporate affairs) & Company Secretary of the SMC Group. He is fellow member of ICSI & a law graduate from University of Delhi.

Mr. Pravin K. Agarwal Whole-Time Director- SMC Insurance Brokers Pvt. Ltd. He actively handles the development and operations of our insurance broking business. He is a man of alternative skills and solutions that has led to SMC’s substantial expansion and diversification. He has more than a decade of pivotal work experience in Insurance and Financial Industry.

Mr. Ayush Agarwal Director - SMC Real Estate Advisors Private Ltd. Director - Moneywise Finvest Ltd. CIO - SMC Private wealth He is an MBA (PGP-FMB) from SP Jain Institute of Management and Research, Mumbai, and a graduate from University of Delhi. He is the Chief Investment Officer of SMC Private wealth Vertical at SMC Global Securities Ltd. managing and handling portfolio management activities.

Ms. Akanksha Gupta Whole Time Director - SMC Insurance Brokers Pvt. Ltd. She is a member of the ICAI Institute and is also a Chartered Financial Analyst (CFA). She is an experienced and confident lady who inspires everyone with her innovative ideas, conviction and new perspectives. Her ability to see the matters of the company and unfailingly rise to meet the challenges boosts the effectiveness of the group.

Mr. Rajendra P Mahipal Independent & Non - executive Director - SMC Insurance Brokers Pvt. Ltd. He holds M. Com degree from Rajasthan University and is also a fellow member of the Institute of Chartered Accountants of India. He is a promoter and director of Pink city Electronics Pvt. Ltd. and has over 41 years of experience in import Export, Finance, Administration and Capital Market.

Ms. Shweta Aggarwal Director – SMC Capitals Ltd. She is a member of the ICAI and has also cleared all levels of Chartered Financial Analyst (CFA) Program from U.S.A. She is responsible for the formation of the business, and spearheads the growth plans and business strategy of the investment banking division.

Investor Presentation

6

Key Milestones

SMC Global took membership of NSE and started broking business

Distribution of Financial Products, Research Services, Membership of DGCX in Dubai

NRI Business Institutional Desk

Received BSE membership as SAM Global Securities amalgamated into SMC Global Securities

Real Estate Advisory Fixed Income Broking Mortgage and Loan Advisory

Point of Sale Persons (POS) – Approved by IRDAI

Listed on NSE and BSE, Launched SMC Gold Coins

1995

2005

2007

2009

2014

2017

2021

2003

2006

2008

2010

2016

2019

2022

Commodity Broking launched

Insurance Broking

Wealth Management Investment Banking Online Trading Currency Broking Financing Business (NBFC)

Corporate Hedging Desk

Trading cum clearing member of India INX & NSE- IFSC, GIFT City, Gujarat

Discount Broking - StoxKart

Became Clearing and Trading Member of India International Bullion Exchange IFSC and also incorporated Category III (AIF)

Investor Presentation

7

Geographical Reach

Jammu

Punjab

SMC Branch Offices 112 Branches in India including Dubai 447 Cities covered across India 2,440 Sub Brokers/ Authorised Persons

Jalandhar Ludhiana Bhathinda

Amritsar

Mandi Shimla Chandigarh Patiala

Haryana

Panipat

Delhi Faridabad

Dehradun

Sambalpur Meerut

Rajashthan

Gurgaon Noida

Agra

Jaipur

Kanpur

Bhopal

Lucknow

Guwahati

Sultanpur Gorakhpur Malda

Patna

Siliguri

Alipurduar

Agartala

Durgapur Ranchi Jamshedpur

Dhanbad

Kolkata Kolkata 1

Howrah

Nagpur

Raipur

Bhilai

Sambalpur

Bhubaneswar

Brahmanpur

Secunderabad

Hyderabad

Visakhapatnam

Dubai

Ahmedabad

Vadodara Rajkot

Surat

Maharashtra Mumbai

Pune

Indore

Akola

Ahmednagar

Nashik

Aurangabad

Vijaywada

Chennai

Bengaluru

Coimbatore Kochi

Corporate Office Broking Insurance Real Estate Wealth Overseas Financing

8

Investor Presentation

Awards & Accolades

2022 Best Learning Team of the Year

2022 Significant Contribution To The Commodities Market

2019 Fastest Growing MFI North in Best Star MF Online- BSE

2018 “Regional Retail Member of the Year (North)”

2021 KRISHI Award for developing Retail Segment Participation

2018 Best Fastest Growing Commercial NBFC

2019 Business Excellence Award (Order of Merit)

2018 Best Financial Service Provider

2019 Broking House Non-Agricultural Commodities of The Year

2017 Best Online Trading Services Broker

2019 Premier Depository Participant in Gold Category

2017 Best Broker with In-House Research In Bullion Industry

2017 Krishi Pragati Award, 2017

2017 Commodity Broker of the Year

2017 Best Performing Retail Broker of Northern Region

2016 Order of Merit- Achieving Market Leadership

2016 NBFC of the year (Northern region)

2015 Property Consultant of the Year - Residential

2015 Corporate Broker of the Year - National

2015 Best Financial Service Provider

2015 Best Real Estate Broker of the year

2014 Best Commodity Broking House

2014 Best Merchant Banker – Capital Restructuring services

2014 Best Market Analyst Award in Commodity Fundamentals

Investor Presentation

9

Key Strengths

Over 25 Years of Management experience in industry

• Well established and deeply penetrated national brand with strong reputation and good recall

Group has extensive corporate relationships

An ever-growing database of corporate and retail clients

Innovative use of digital technology-enabled capabilities, best-in-class products and services

Strong network of approx. 2,440 Authorized persons and Sub-brokers, with a footprint covering over 447 cities across India

• Wide range of financial products under one roof

SMC has earned trust that cements “One Transaction Lifetime Relationship,” the belief that centers on managing, growing and protecting the investment of our clients for generations

Investor Presentation

10

Broking, Distribution & Trading

11

Broking, Distribution & Trading

Broking business comprises of brokerage in dealing in equities, commodities, currency derivatives and other securities on behalf of customers, clearing services across all major stock exchanges and depository services.

Distribution business encompasses distributing third-party financial products like Mutual Funds, IPOs, FPOs, Corporate FD’s and Bonds and various other capital market products.

This segment also covers wealth and portfolio management services along with providing investment banking services and advisory in real estate and mortgage / loan advisory.

The company also houses proprietary arbitrage trading through a new generation algorithmic trading/HFT.

Procurement and placements of debt instruments like G-Secs for various corporate clients is carried out under the fixed income desk.

SMC has banking tie ups with leading institutions like Punjab National Bank, Union Bank of India, Indian Overseas Bank, Karur Vysya Bank, Dhanlaxmi Bank as execution partners for broking services.

Increasing Online Penetration

69%

50%

43%

46.28

Authorised Persons / Sub-Brokers

2,574

2,513

2,440

2,230

50%

57%

53.72

31%

FY20

Investor Presentation

FY21

Online

FY22 Offline

Q1-FY23

FY20

FY21

FY22

Q1-FY23

Segment Revenue* (INR Mn)

7,719

6,075

4,756

1,991

FY22

Q1-FY23

FY20

FY21

*includes other income

Q1-FY23 Revenue Pie (%)

40%

60%

Broking & Trading

Others

12

Broking

Equity, Commodity & Currency Broking:

• SMC is serving more than 6,88,500 clients under the broking segment.

• Equity segment under broking has been successful in generating a combined turnover of approx. INR 126.28 Tn* in Q1-FY23 as compared to a turnover of INR 328.41 Tn in FY22.

• Recorded our highest trading volume of INR 0.87 Tn* in commodity segment and INR 3.34 Tn* under currency segment for Q1-FY23.

• Total approx. market share of 1.90% in equity, 2.95% in commodity and 4.06% in currency markets.

Clearing Services:

• SMC is a leading name in clearing services whereby it provides clearing & Settlement services to over 300+ trading members across multiple stock exchanges.

• Member of NSE, BSE, India INX, NSE IFSC Exchange at GIFT City, MCX, NCDEX, ICEX & MSEI in India and DGCX (Dubai Gold & Commodity Exchange) in UAE.

• SMC is one of the few clearing service providers having a PAN – India reach.

Broking Clients (INR Thousands)**

Broking DP AUA (INR Bn)

673

689

602

544

495

481

Average Daily Turnover in Broking (INR Bn)

1,442

1,010

248

154

536

642

FY20

FY21

FY22

Q1-FY23

FY20

FY21

FY22

Q1-FY23

FY20

FY21

FY22

Q1-FY23

*Includes turnover from proprietary and clearing services from cash and derivative segments

**Represents SMC Global Securities’ clients only; exclusive of StoxKart clients. Investor Presentation

13

Discount Broking – StoxKart

SMC has successfully launched a Discount broking platform in 2019 under the brand name StoxKart.

It’s a first-of-its-kind in the broking industry where customers are charged only for profitable transactions.

• Optimal usage of existing infrastructure is being leveraged to great cost savings targeting industry

competitive prices.

StoxKart is one of the very few brokers to offer API based trading services which enables the clients to write their own software programs for professional trading.

StoxKart has added more than 128,773 clients till June 2022, and this has the potential to show exponential levels of growth. (StoxKart clients are unique from traditional broking clients)

Key Features:

Big Saving in Brokerage - INR 15 flat on intraday trade. Brokerage per executed order regardless of the trade size or time and that too only on the profitable trades.

Free Delivery Trades - Zero brokerage on delivery trades.

StoxKart Clients

1,28,773

1,05,843

Advanced Charting Facility - Advanced and cutting-edge charting tools with 80+ technical indicators on real-time basis.

44,934

Advanced Trading Terminal - Seamless user-experience on mobile, browser & desktop trading platforms to help the customers trade on the move.

8,397

• Quick Trigger Alert - Get quick trigger alerts for price movements, pending orders, executed

orders etc.

Real Time Support - A dedicated team of experienced professionals ready to offer any kind of assistance regarding customer queries.

FY20

FY21

FY22

Q1-FY23

Investor Presentation

14

Digital Ecosystem for Broking

Client Engagement • Developing

reports

in research HTML5 (Mobile Responsive Format). Creating Social like Media, Moneycontrol.com, Web banners, etc with an objective of adding value during prospect’s awareness.

campaigns using Investor websites

Innovative Trading Tools • Availability of next generation tools for trading such as SMC ACE, SMC Easy Invest, SMC Algotrader, SMC Autotrender, Algo and HFT Trading.

“We are Online” •

Zendesk – the messaging chatbot enables us to identify and segregate anonymous visitors into customers and prospective clients and to address their issue in realtime.

Quantitative Trading Desk(HFT) •

Specialize in automated trading strategies across multiple asset classes through cutting edge in-house trading platform

Digital Presence • Active social media presence on including platforms Twitter,

various Facebook, LinkedIn, Youtube and Quora.

Instagram,

Knowledge Sharing • Conducted 90+ webinars with having 250K+ speakers from leading institutions viz. NSE, BSE, MCX, NCDEX, etc.

attendees

and

Website Traffic (In Mn)

Application Installations

3.90

3.32

2,10,526

1,76,793

1.91

89,575

0.86

41,378

FY20

FY21

FY22

Q1-FY23

FY20

FY21

FY22

Q1-FY23

• Next generation

advance mobile trading platform ‘ SMC ACE’ • Provides Robo Advisory

to the clients

• Platform for online

trading through website and Mobile App

• Customized automated trading platform based on Algorithms

• Online App for investing in mutual funds, FDs and various other financial instruments

• An In house automated software which is totally unique to the system. • Our team of software professionals develop various technical and statistical strategies for trading.

• Advance mobile trading

app Single hand navigation to important functions • Advanced Charting tools • Multiple analysts research based recommendations

• Online KYC platform, a complete paperless & hassle free process

• A B2B mobile back

office

Investor Presentation

15

Distribution

SMC offers distribution services of financial products including IPO’s, Mutual Funds, Company Fixed Deposits, Bonds, through its network of branches and channel partners across India.

SMC also provides retail financing through NBFC division in IPO's , FPO's & Bonds.

Pan-India network of 13,667+ independent financial distributors.

SMC is ranked amongst top 20 syndicators in most of the Debt & Equity Issuances in retail segment.

Distributing Mutual Fund schemes for all AMCs and has built a cumulative Asset under Management (AUM) of above INR 28.9 Bn+ with more than 65,643 active SIPs for clients.

Mutual Funds AUM (INR Bn)

30

33

28

25

Total Distributors

13,777

GOI Taxable Bonds Procurement (INR Mn)

18,110

FY20

FY21

FY22

Q1-FY23

Corporate FD Procurement (INR Bn)

56

13,676

13,674

13,667

4,890

3,243

15

13,750

33

36

FY20

FY21

FY22

Q1-FY23

FY20

FY21

FY22

Q1-FY23

FY20

FY21

FY22

Q1-FY23

Investor Presentation

16

Proprietary Trading & Fixed Income

High-Frequency Trading (HFT):

HFT is a method of trading that uses powerful computer programs to transact a large number of orders in fractions of a second. It uses complex algorithms to analyze multiple markets and execute orders based on market conditions.

• We have an in-house team of software professionals, developing various technical and statistical strategies.

Arbitrage/ Algorithm Trading:

SMC deploys its surplus funds into generating income from proprietary arbitrager business.

• Under arbitrage we use Algo trading and high frequency trading infra to capitalize on the market in efficiencies in Equity/ Pro/ Commodities and

Currency segments of various exchanges.

• We are using state of the art hardware /software both outscored and in house and also low latency network for running our various arbitrage

strategies written by in house software team as well as outsource team vendors.

SMC also has very talented Quant team which makes number of alpha generating strategies to give market network absolute return .

Fixed Income:

The fixed income desk executes the procurement and placements of a wide range of debt instruments.

Served more than 660 institutional and HNI clients in Q1-FY23.

SMC’s total turnover for Q1-FY23 stood at INR 10.86 Bn.

At this desk, SMC deals with Government securities (G-Sec), State Development Loans (SDLs), Debentures (PSUs, Corporates, NBFCs, Banks), Tax-Free Bonds, Money Market Instruments, Certificate of Deposits, Commercial Papers, Treasury Bills, Perpetual Bonds, Other Debt Market Instruments.

Serving a broadly diversified client profile consisting of State Electricity Boards, Private & PSU Corporate PFs, Gratuity Trusts, Schools / Universities / Education Institutes, Charitable Trusts, Banks/ Mutual Funds/ Insurance Companies, Debt Brokers, Corporate Treasuries, HNIs, etc.

Investor Presentation

17

Advisory

Wealth Management:

Total Clients served under wealth management clock over 10,772 with managed AUM/ AUA of INR 4,555 Mn.

• We have our direct sales branches/ regional offices at Delhi, Mumbai, Bangalore and

Pune.

Portfolio Management:

• Under our PMS desk, we focus on buying fundamentally sustainable growing businesses and outperform the benchmark indices by investing in equity and equity related instruments including mutual funds.

Investment Banking:

SMC Capitals Ltd. is a SEBI registered Category I Merchant Banker, having executed over 50 high profile deals including IPOs, debt issuances and other equity-based transactions.

Real Estate/Mortgage Advisory:

Fully Integrated real-estate solution provider for end-users, investors & developers.

Supported by 1,252+ sub-brokers.

6,484 transactions done since 2015 valued at INR 35.24 Bn.

Tie-ups with leading developers like Godrej, Lodha, Shapoorji, TATA, Shobha, Hiranandani, Adani, etc.

• Mortgage Advisory- Tie-ups with leading banks for debt syndication of secured/

unsecured loans for retail and corporate borrowers.

Wealth AUM/AUA (INR Mn)

5,400

4,400

4,555

3,080

FY20

FY21

FY22

Q1-FY23

Marquee Investment Banking Deals

BSE Limited

Coromandel International Limited

IPO - BRLM

M&A Advisory

VRL Logistics

Private Equity Advisory

Muthoot Fincorp Limited Debt Public Issue – Lead Manager

L&T Infrastructure Finance Limited Long Term Infrastructure Bonds – Co Lead Manager

Shriram Transport Finance Company Limited Debt Public Issue – Lead Manager

Kosamattam Finance Limited

Debt Public Issue – Lead Manager

IDFC Limited Long Term Infrastructure Bonds – Co Lead Manager

Venus Pipes & Tubes Limited

IPO – Sole BRLM

Investor Presentation

18

Broking Industry Outlook

• Equity broking industry revenue to log 11-12% CAGR in next five fiscals driven

by a growth of 23-25% in turnover volumes as per ICRA.

Rising Penetration of Demat Accounts in India

• High investor awareness,

interest across market segments, easier and faster means to access the markets and continuing FII inflows will continue to boost these numbers.

increased retail

• Value added service offering becomes a key differentiator amid rising

competitive pressure and decreasing interest rates.

Steady increase in trading activity can be seen with the trading volumes peaking every quarter.

Significant increase in retail participation is being witnessed in the industry where, the total number of Dematerialized accounts increased to INR 9.65 Cr. in June FY22.

• While growth momentum is expected to continue at medium pace, the traction

witnessed in FY22 is expected to stabilize in the coming years.

ICRA estimates the brokerage industry to clock a record broking income of INR 295-305 Bn at a growth rate of 7-8% from the previous financial year, in FY22. Growing retail share along with increasing interest and other fee income is expected to support profitability.

7.62%

6.50%

2.10%

2.40%

2.70%

4.10%

3.10%

FY17

FY18

FY19

FY20

FY21

FY22

Q1-FY23

Industry ADTO - Equity Retail (INR Tn)

6.8

6.2

2.9

3.2

3.6

2.0

FY16

FY17

FY18

FY19

FY20

FY21

Investor Presentation Source:- IBEF, business standard & https://www1.nseindia.com/products/content/equities/equities/historical_equity_businessgrowth.htm

19

Insurance Broking

20

Insurance Broking

SMC Insurance Brokers Pvt. Ltd. which is a Direct Insurance Broker registered with IRDAI (Insurance Regulatory and Development Authority of India) provides a complete array of services in Life Insurance and General Insurance Category including consulting, risk analysis, policy serving and claim settlement assistance.

SMC is one of the largest players in India in the General Insurance Retail Broking as well as for Life Insurance in India.

It provides these services through 5 branches across the country with more than 498 employees, 12,475+ Point of Sales (POSs) and 283+ Motor insurance Service Providers (MISPs) servicing a retail customer base of more than 800K a year.

Segment Revenue* (INR Mn.)

2,760

2,452

2,207

739

FY20

FY21

FY22

Q1-FY23

*Revenue recognition changed from net to gross basis from FY18.

No. of Policies (In Thousands)

The company operates independently of insurance companies, representing clients and rendering impartial advice to protect client’s interests.

739

802

676

Customers taking insurance through SMC benefit by lower premium and/or better quality of insurance cover, expert consultancy, practical pre-sale advice and efficient post-sale services.

197

FY20

FY21

FY22

Q1-FY23

Investor Presentation

21

Insurance Broking

General Insurance (GI)

Non-Life/ General Insurance contributes around 96.54% of the total revenues (FY22) of the Company.

• Within this segment, sales primarily happen through MISP (Motor Insurance Service Provider), POS (Point of Sales person), direct sales channel-foot on the street model.

SMC had 2.37% of Industry market share for Insurance Motor premiums as on 31st march, 2021.

The General Insurance business segment has following sub verticals under which policies are sold:

• MISP: Motor Insurance Service Provider

GI Retail: Personal Line Products offered i.e. Motor, Health, Travel, Home Insurance etc.

• GI Corporate: Marine insurance, Fire insurance etc. to corporate, institutional and

government bodies.

Life Insurance (LI)

This segment contributed around 3.46% of the total revenue (FY22) in insurance broking.

• We have a tie up with all the Life Insurance Companies for procuring business with an

overall range of 40 - 45 products to offer to our clients

• Our offerings include varied products viz Term Plans, Market Linked Investment Plans,

Endowment plans promising guaranteed returns for varied client requirements.

Market share as per GI Council of India as on Mar 2021

Investor Presentation

Insurance Gross Premium (INR Mn)

15,826

17,364

20,840

5,918

FY20

FY21

FY22

Q1-FY23

Revenue Pie (%)

3%

97%

General Insurance

Life Insurance

22

Insurance Broking - Scalable Business Model

Distribution

• Deep and wide national coverage • Strong presence in Tier-1 and Tier-2 cities • Leveraging SMC Global’s (Parent) franchisee network

Processes

• Best in industry quality processes • 100% verification of all leads to ensure no mis-selling • Emphasis on employee training and development • Complying to data confidentiality, regulatory complianceand IRDA guidelines

Technology Platform

• www.smcinsurance.com online portal has developed for catering to B2B and

B2C network.

• The portal has Artificial Intelligence features and is Multi Lingual • Average Monthly spend of INR 50 lakhs (approx.) on technology development

POS Model

• Point of Sale, an individual authorized by IRDA for sales/ servicing of

the

Insurance policies on behalf of the Company

• Post online training & certification the individual sources pre underwritten

Insurance policies (Motor, Travel, Personal accident & home insurance)

• MISP guidelines effective Nov 2017 have paved way for large business

opportunities through OEM dealers

• First broker in OEM insurance program to successfully launch entire insurance

MISP model

program compliant with MISP guidelines

• First online portal for MISP enrollment – training, examination and registration • First insurer evaluation for Automotive Insurance Program through online RFP

by insurers & dealer rating of insurers

Point Of Sales (POS)

11,100

12,000

12,475

8,000

FY20

FY21

FY22

Q1-FY23

Motor Insurance Service Providers (MISP)

350

370

282

283

FY20

FY21

FY22

Q1-FY23

Investor Presentation

23

Insurance Industry Outlook

• The insurance industry in India is expected to reach USD 280 Bn. Life insurance

industry in the country is expected to grow 5.3% annually from 2019 to 2023.

Insurance reach is still low in India. Overall insurance penetration (premiums as % of GDP) in India was 4.2% in FY21, providing a huge underserved market.

India’s insurance penetration was pegged at 4.2% in FY21, with life insurance penetration at 3.2% and non-life insurance penetration at 1.00

In terms of insurance density, India’s overall density stood at USD 78 Bn in FY21.

• Between April 2021 and January 2022, gross premiums written off by non-life insurers reached INR 227,188.89 Cr (USD 21.24 Bn), an increase of 6.94% over the same period in FY21. In January 2022, total premium earned by the non-life insurance segment stood at INR 21,957.03 Cr (USD 2.85 Bn), as compared to the INR 21,389.70 Cr (USD 2.77 Bn) recorded in January 2021.

In FY21, premium from new business of life insurance companies in India stood at USD 32.1 Bn. Motor insurance accounted for 34.1% of the non-life insurance premiums earned, followed by health insurance at 29.5%.

• The market share of private sector companies in the non-life insurance market rose

from 13.12% in FY03 to 55.8% in FY21.

• Higher personal disposable incomes would result in higher household savings that will be channeled into different financial savings instruments like insurance and pension policies.

Insurance Premium as a (% of GDP

0.80%

0.90%

1.00%

0.90%

0.90%

1.00%

2.70%

2.80%

2.70%

2.80%

3.30%

3.20%

FY17

FY18

FY19

FY20

FY21

FY22

Life

Non-Life

Insurance Premiums Per Capita (In USD)

11.5

43.2

13.2

46.5

18

55

19

55

19

58

FY16

FY17

FY18

Life

FY19 Non-Life

FY20

Investor Presentation

Source: IBEF, https://www.mordorintelligence.com/industry-reports/india-motor-insurance-market

24

Financing (NBFC)

25

Q1-FY23 NBFC Business in numbers

290+ Channel Partners 8 Branches

Employees 208

Number of Lenders 13

Collection Efficiency 98%

Net Worth INR 3,724 Mn

Loan AUM INR 7,163 Mn

Cumulative Loans Disbursed INR 17 Bn+

NNPA % 1.49%

ROTA % 4.87%

Revenue INR 325 Mn

Total Borrowings/Leverage Ratio INR 3,854 Mn / 1.0x

Secured Loans % 50.84%

Investor Presentation

OPEX-AUM 5.97%

Cost of Borrowing % / NIM % 9.13% / 14%

Credit Cost-ANR / PCR 0.42% / 43.13%

26 26

NBFC – Systemically Important (SI)

In the year 2008, SMC started providing financing services through its wholly owned subsidiary, Moneywise Financial Services Pvt. Ltd. (SMC Finance). SMC finance offers a wide bouquet of loan products i.e. SME-LAP (loan against property), SME- onward-lending (to NBFC/MFI), SME Assets (medical & other equipment), SME-WCTL and recently Gold loan disbursement has been started in Q1 FY-23 to meet the growing credit requirement.

• The NBFC, is currently focused on capital preservation, given its healthy capital adequacy, strong

liquidity position, diversified portfolio mix.

• The NBFC is in the process of scaling up its operations by opening new branches across

geographical regions. In order to achieve the above objective, NBFC is raising funds from Banks/ F.I. which will also result in optimizing average cost of borrowing.

LAP

WCTL

Asset Finance

Onward Lending

CMF

Retail DAs

Consumer Durables

Total

AUM (INR Mn)

Tenure (Months)

1,518

120

2,653

36

578

60

Avg. Ticket Size (INR Mn)

20.00

1.40

12.00

1,204

24

20.00

295

3

1.00

564

18

0.01

351

7,163

6

0.01

-

-

Return on Investment

13.5%

No. of Clients

* All numbers as of Q1-FY23 Investor Presentation

85

17.3%

1,928

13.0%

14.5%

18.0%

16.0%

18.0%

15.5%

49

68

3,446

14

53,498

59,088

Segment Revenue (INR Mn)

878

827

985

325

FY20

FY21

FY22

Q1-FY23

Q1-FY23 Lending Portfolio

8%

8%

21%

17%

4%

5%

37%

SME-Loan Against Property (LAP) Consumer Durable Loans Onward Lending Direct Assignment

SME-Working Capital Term Loan (WCTL) Capial Market Funding (CMF) SME-Asset Finance

27

Borrowing Mix Diversification

Increasing diversity in borrowing profile with borrowing from banks &

Diversified Borrowing Mix

financial institutions

• Continued plan to raise additional funds through diversified sources and

41%

49%

through varied instruments

• Cumulative Asset liability mismatch/surplus of INR 556.99 Mn in 30 days

bucket which is well under control as per RBI guidelines.

Lending Institutions

Investor Presentation

42%

13%

45%

11%

40%

36%

23%

FY19

FY20

FY21

44%

16% 7%

27%

FY22

49%

14%

17%

20%

Q1-FY23

NCD

Corporate Borrowing

NBFC & FI

Bank

Borrowing program supported by superior ratings

Rating Type

Rating

Rating Agency

Long term bank loans

CARE A- (stable)

Long term bank loans

ICRA A- (stable)

NCD

PP-MLD

CARE A- (stable)

ICRA A- (stable)

CARE

ICRA

CARE

ICRA

28

Key Business Trends - NBFC

Lending Portfolio

8% 8%

21%

17%

4%

5%

37%

Disbursements (INR Mn)

NII (INR Mn) & NIM (%)

3,260

2,810

4,310

800

607

618

14.00%

636

1,333

11.10%

400

11.50%

10.30%

324

SME-Loan Against Property (LAP) Consumer Durable Loans Onward Lending Direct Assignment

SME-Working Capital Term Loan (WCTL) Capial Market Funding (CMF) SME-Asset Finance

FY20

FY21

FY22

Q1-FY23

FY20

FY21

FY22

Q1-FY23

-

GNPA % & NNPA %

CRAR %

PAT (INR Mn)

224

6.17%

3.66%

4.21%

2.55%

2.84%

1.99%

2.58%

1.49%

61%

58%

51%

49%

185

169

86

FY20

FY21

FY22

Q1-FY23

GNPA%

NNPA %

FY20

FY21

FY22

Q1-FY23

FY20

FY21

FY22

Q1-FY23

Investor Presentation

29

NBFC Industry Outlook

• Non-Banking Finance Companies (NBFCs) have played an important role in the Indian financial system by complementing and competing with banks, and by bringing in efficiency and diversity into financial intermediation.

• NBFCs have evolved considerably in terms of operations, heterogeneity, asset quality and profitability, and regulatory architecture. Going forward, the growing systemic importance and interconnectedness of this sector calls for regulatory vigil.

• The regulatory approach of the Reserve Bank has adapted to the increase in complexity of the entities within the NBFC sector as well as the growing significance of NBFCs within the financial sector.

• The number of registered MSMEs has grown to 63 Mn units in 2022 at a growth rate of 18.5% from the previous year with the launch of Udyog Aadhaar Memorandum policy promoting business activities in the country.

India has a large unmet SME credit as less than 20% of these SMEs have access to credit facilities which brings the potential addressable market of INR 19.4 Tn under this credit gap.

• Availability of good credit borrowers supported with rising income levels as demand is being

fuelled by economic growth.

• Government polices like “Atmanirbhar Bharat”, and “Make in India” promote the facilitating of credit to MSME organizations for which the market is growing at a rate of 12% year on year.

MSME Credit Market – India

Market Size: INR 70+ Tn

47%

25%

28%

Credit Gap: INR 19+ Tn

Banks & NBFC

Credit Gap

Informal Channels

Investor Presentation

Sources: SIDBI, IBEF

30

Financial Overview

31

Historical Consolidated Income Statement

Particulars (INR Mn)

Operational Income

Total Expenses

EBITDA

EBITDA Margins (%)

Other Income

Depreciation

Interest

Profit (Loss) from Joint Venture

PBT

Tax

Profit After tax

PAT Margins (%)

Other Comprehensive Income

Total Comprehensive Income

Basic & Diluted EPS (INR)

Investor Presentation

FY20

7,785

6,599

1,186

15.23%

56

192

599

-

451

212

239

3.07%

(63)

176

2.11

FY21

9,013

7,060

1,953

21.67%

69

180

424

7

1,425

375

1,050

11.65%

27

1,077

9.28

FY22

11,169

8,218

2,951

26.42%

39

201

575

-

2,214

468

1,746

15.63%

16

1,762

15.43

Q1-FY23

2,905

2,196

709

24.41%

6

47

174

-

494

124

370

12.74%

20

390

3.29

32

Historical Consolidated Balance Sheet

Particulars (INR Mn)

ASSETS

Non-Financial Assets

Inventories

Current tax assets (net)

Deferred tax assets (net)

Assets held for sale

Property, plant and equipment

Capital work - in - progress

Right to use - Lease

Other intangible assets

Intangible work-in-progress

Other non-financial assets

Sub-Total Non-Financial Assets

Financial Assets Cash and cash equivalents (incl. Other Bank balance) Receivables

Loans

Investments

Other financial assets

Sub-Total Financial Assets

TOTAL ASSETS

Investor Presentation

FY20

FY21

FY22

Particulars (INR Mn)

FY20

FY21

FY22

-

305

399

24

290

5

389

16

8

178

1,614

6,548

2,783

4,995

857

1,970

17,153

18,767

132

224

317

24

268

-

350

17

1

242

1,575

345

365

223

40

790

-

330

18

12

276

2,399

10,975

12,819

3,339

5,758

1,171

1,056

22,299

23,874

4,347

6,911

1,706

1,243

27,026

29,425

EQUITY AND LIABILITIES

Equity

Share Capital

Other Equity

Non-controlling interest

Total Equity

Non-Financial Liabilities

Current tax liabilities (net)

Provisions

Other non-financial liabilities

Sub-Total Non-Financial Liabilities

Current Liabilities

Trade Payables

Lease Liabilities

Debt Securities

Borrowings

Other Financial Liabilities

Sub-Total Financial Liabilities

Sub-Total Liabilities

TOTAL EQUITY AND LIABILITIES

226

6,588

17

6,831

5

266

116

387

226

7,501

16

7,743

15

234

166

415

226

9,035

16

9,277

-

268

262

530

4,350

4,843

7,108

360

46

1,801

4,992

11,549

11,936

18,767

338

783

3,821

5,931

15,716

16,131

23,874

329

702

3,939

7,540

19,618

20,148

29,425

33

Historical Standalone Income Statement

Particulars (INR Mn)

Operational Income

Total Expenses

EBITDA

EBITDA Margins (%)

Other Income

Depreciation

Interest

PBT

Tax

Profit After tax

PAT Margins (%)

Other Comprehensive Income

Total Comprehensive Income

Basic & Diluted EPS (INR)

Investor Presentation

FY20

4,219

3,588

631

14.96%

310

139

427

375

78

297

7.04%

(61)

236

2.63

FY21

5,013

3,760

1,253

FY22

6,699

4,503

2,196

25.00%

32.78%

197

118

280

1,052

303

749

14.94%

26

775

6.62

142

144

372

1,822

376

1,446

21.59%

(2)

1,444

12.78

Q1-FY23

1,681

1,174

507

30.16%

91

36

115

447

89

358

32.30%

(1)

357

3.29

34

Historical Standalone Balance Sheet

Particulars (INR Mn)

ASSETS

Non-Financial Assets

Inventories

Current tax assets (net)

Deferred tax assets (net)

Property, plant and equipment

Right to use - Lease

Other intangible assets

Intangible work-in-progress

Other non-financial assets

Sub-Total Non-financial Assets

Financial Assets

Cash and cash equivalent (incl. Other Bank balance)

Receivables

Loans

Investments

Other financial assets

Sub-Total Financial Assets

TOTAL ASSETS

Investor Presentation

FY20

FY21

FY22

Particulars (INR Mn)

FY20

FY21

FY22

-

161

184

232

243

9

4

109

942

5,622

1,753

126

4,400

1,310

13,211

14,153

132

163

80

210

263

8

-

137

993

237

213

21

741

246

8

8

125

1,599

10,413

11,933

2,374

128

4,841

656

18,412

19,405

3,611

204

5,527

842

22,117

23,716

EQUITY AND LIABILITIES

Equity

Share Capital

Other Equity

Total Equity

Non-Financial Liabilities

Current Tax Liabilities (net)

Provisions

Other non-financial liabilities

Sub-Total Non-Financial Liabilities

Financial Liabilities

Trade Payables

Lease Liabilities

Debt Securities

Borrowings

Other Financial Liabilities

Sub-Total Financial Liabilities

Sub-Total Liabilities

TOTAL EQUITY AND LIABILITIES

226

5,877

6,103

-

135

55

190

226

6,489

6,715

-

128

80

208

226

7,706

7,932

-

158

123

281

2,974

3,979

6,356

211

37

615

4,023

7,860

8,050

14,153

247

-

2,384

5,872

12,482

12,690

19,405

237

-

1,509

7,401

15,503

15,784

23,716

35

Consolidated Financial Performance

Revenue (INR Mn)

11,169

9,013

7,785

EBITDA (INR MN) & EBITDA Margin (%)

PAT (INR MN) & PAT MARGIN (%)

26.42%

2,951

24.41%

15.63%

11.65%

1,746

12.74%

21.67%

1,953

15.23%

1,186

3,200

2,800

2,400

2,000

1,600

1,200

800

400

-

2,905

709

FY20

FY21

FY22

Q1-FY23

FY20

FY21

FY22

Q1-FY23

Net Worth (INR Mn)

9,261

6,831

7,727

ROE %

13.56%

18.82%

1,050

370

FY21

FY22

Q1-FY23

ROCE %

14.90%

19.74%

3.07%

239

FY20

11.18%

FY20

FY21

FY22

3.50%

FY20

FY21

FY22

FY20

FY21

FY22

Investor Presentation

18.00%

16.00%

14.00%

12.00%

10.00%

8.00%

6.00%

4.00%

2.00%

0.00%

36

Capital Market Highlights

1 Year Share Price Data (as on 30th June, 2022)

35% 30% 25% 20% 15% 10% 5% 0% -5% -10% -15%

Jul-21

Aug-21

Sep-21

Oct-21

Nov-21

Dec-21

Jan-22

Feb-22

Mar-22

Apr-22

May-22

Jun-22

Sensex

SMC

Price Data (As on 30th June, 2022)

Shareholding Pattern (As on 30th June 2022)

Face Value

CMP

52 Week H/L

Market Cap (INR Mn)

No. of Share outstanding (Mn)

Avg. Trading Volume ('000)

Avg. Net Turnover (INR Mn)

Investor Presentation

2.0

92.35

104.8/68.1

10,200.0

110.4

393.5

33.9

36.12%

63.88%

Promoters

Public

37

Disclaimer

SMC Global Securities Disclaimer:

No representation or warranty, express or implied, is made as to, and no reliance should be placed on, the fairness, accuracy, completeness or correctness of the information or opinions contained in this presentation. Such information and opinions are in all events not current after the date of this presentation. Certain statements made in this presentation may not be based on historical information or facts and may be "forward looking statements" based on the currently held beliefs and assumptions of the management of SMC Global Securities Limited, which are expressed in good faith and in their opinion reasonable, including those relating to the Company’s general business plans and strategy, its future financial condition and growth prospects and future developments in its industry and its competitive and regulatory environment.

Forward-looking statements involve known and unknown risks, uncertainties and other factors, which may cause the actual results, financial condition, performance or achievements of the Company or industry results to differ materially from the results, financial condition, performance or achievements expressed or implied by such forward-looking statements, including future changes or developments in the Company’s business, its competitive environment and political, economic, legal and social conditions. Further, past performance is not necessarily indicative of future results. Given these risks, uncertainties and other factors, viewers of this presentation are cautioned not to place undue reliance on these forward-looking statements. The Company disclaims any obligation to update these forward-looking statements to reflect future events or developments.

This presentation is for general information purposes only, without regard to any specific objectives, financial situations or informational needs of any particular person. This presentation does not constitute an offer or invitation to purchase or subscribe for any securities in any jurisdiction, including the United States. No part of it should form the basis of or be relied upon in connection with any investment decision or any contract or commitment to purchase or subscribe for any securities. None of our securities may be offered or sold in the United States, without registration under the U.S. Securities Act of 1933, as amended, or pursuant to an exemption from registration there from.

This presentation is confidential and may not be copied or disseminated, in whole or in part, and in any manner.

Valorem Advisors Disclaimer:

Valorem Advisors is an Independent Investor Relations Management Service company. This Presentation has been prepared by Valorem Advisors based on information and data which the Company considers reliable, but Valorem Advisors and the Company makes no representation or warranty, express or implied, whatsoever, and no reliance shall be placed on, the truth, accuracy, completeness, fairness and reasonableness of the contents of this Presentation. This Presentation may not be all inclusive and may not contain all of the information that you may consider material. Any liability in respect of the contents of, or any omission from, this Presentation is expressly excluded. Valorem Advisors also hereby certifies that the directors or employees of Valorem Advisors do not own any stock in personal or company capacity of the Company under review.

For further information please contact our Investor Relations Representatives:

Valorem Advisors Mr. Anuj Sonpal, CEO Tel: +91-22-49039500 Email: smc@valoremadvisors.com

Investor Presentation

38

← All TranscriptsSMCGLOBAL Stock Page →