SPANDANANSE11 December 2023

Spandana Sphoorty Financial Limited has informed the Exchange about Investor Presentation

Spandana Sphoorty Financial Limited

Ref: SSFL/Stock Exchange/2023-24/124

Date: December 11, 2023

To BSE Limited, Department of Corporate Services P. J. Towers, 25th Floor, Dalal Street, Mumbai – 400001

Dear Sir/Madam,

To National Stock Exchange of India Limited, Listing Department Exchange Plaza, C-1, Block G Bandra Kurla Complex, Bandra (E) Mumbai – 400051

Subject: Disclosure under Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015- Analyst Day Presentation.

Ref: Company letter No: Ref: SSFL/Stock Exchange/2023-24/120 dated November 26, 2023-Intimation of Schedule of Analyst(s) / Investor(s) meetings under the SEBI (Listing Obligations and Disclosure Requirements), Regulations 2015.

Pursuant to Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and in continuation to aforementioned letter, please find enclosed herewith the Investor Presentation relating to Analyst Day Meet.

Further, the meet shall be available over a live webcast at the link below: https://events.coact.live/spandana

Kindly take the same on record.

Thanking You.

Yours Sincerely, For Spandana Sphoorty Financial Limited

Ramesh Periasamy Company Secretary and Chief Compliance Officer

Encl: as above

Spandana Sphoorty Financial Limited CIN - L65929TG2003PLC040648 Galaxy, Wing B, 16th Floor, Plot No.1, Sy No 83/1, Hyderabad Knowledge City, TSIIC, Raidurg Panmaktha, Hyderabad – 500081, Telangana Ph: +9140-45474750 | contact@spandanasphoorty.com | www.spandanasphoorty.com

SPANDANA 2.0

Vision 2028

₹28,000 Crores by FY 2028

1

Key Drivers

Distribution

2

Risk Mitigation

3

Liabilities

4

Technology

5

People Practices

Distribution

Core Philosophy

Standardizing Processes

Cultural Shift

Scale-up, Productivity & Efficiency

Diversification

Distribution - Microfinance

Customer Acquisition Led Growth

Shorter Tenures

Muted Ticket Sizes

Tracking Indebtedness

Core Philosophy

Scale-up, Productivity & Efficiency

Standardizing Processes

Disbursement

7%

20% - 25%

93%

75% - 80%

Q2FY24

FY28 (E)

Loan Tenure

Monthly

Weekly

8%

3%

89%

10% - 15% 20% - 25%

70% - 75%

24 months

18 months

12 months

Q2FY24

FY28 (E)

Distribution - Microfinance

Rural Focus

Core Philosophy

Borrowers

Borrowers / Loan Officer

~6.2*

450 - 475

317

JLG 5 X 5 X 5

2.7*

Scale-up, Productivity & Efficiency

Standardizing Processes

Diversification

Improving Efficiency

Growth Geographies

Q2FY24

FY28 (E)

Q2FY24

FY28 (E)

* millions Share of new borrowers in quarterly disbursement

44%

56%

30% - 35%

New

Existing

65% - 70%

Q2FY24

FY28 (E)

Distribution - Microfinance

Scale-up, Productivity & Efficiency

Focus on JLG

Standardizing Processes

Input Management

Supervisory Layers for Monitoring & Control

Diversification

Cultural Shift

Streamlined structure for efficient operations

Span of reporting / Case load

3 – 5 VP’s

3 – 5 AVP’s

4 – 5 CM’s

SVP

VP

AVP

Cluster Manager

4 – 5 BM’s

Branch Manager

4 – 5 CA’s

Loan officer

450 – 475 borrowers*

*FY28 ambition

Distribution – LAP & Nano Enterprise

Standardizing Processes

Loan Against Property

Diversification

Cultural Shift

Nano Enterprise Loans

Borrowers

2.5L - 3.0L

<1,500

Q2FY24

AUM

~75x

46*

Q2FY24

* ₹ Crore

FY28 (E)

3,000 - 3,500*

FY28 (E)

Distribution

Automated Reports on Business Parameters

OLTP+OLAP

Data Driven Culture – Data Analytics

Diversification

Cultural Shift

Persona Based Data Availability

Automated MIS

Rule-Engine based Credit Decisions

Branch Selection -> Underwriting ->Disbursement -> Collection -> EWS

*~1 decision every second for loan application (business hours)

Risk Management

Microfinance is about managing risks

Risk Diversification

Risk Monitoring

Analytics & Decisioning

Governance

Risk Management

Geographic Diversification

AUM concentration in Top 3 States

44%

<36%

56%

>64%

Top 3 states

Rest of India

Risk Diversification

Exposure Sizing

Q2FY24

FY28 (E)

Diversifying Asset Book

Analytics & Decisioning

Product Diversification

100%

10% - 15%

85% - 90%

Microfinance

New business

Risk Monitoring

Q2FY24

FY28 (E)

Risk Management

Risk Diversification

Risk Scoring for Branch Expansion

LOS

Rules based ‘Go / No-Go’ credit engine deployed

Analytics & Decisioning

Tech for Risk Assessment & Underwriting

Risk Monitoring

Propensity Modelling for Collections

Governance

Borrower information

Rule 1

Rule 2

Rule 3

Rules based screening

Approved

Rejected

Scorecard based credit decisioning envisaged

LOS

Parameter 1

Parameter 2

Parameter 3

Approved

Scorecard

Rejected

Borrower information

Risk Management

Analytics & Decisioning

Process, Checks & Controls

Risk Monitoring

Reviews & Early Warning Signals

Governance

Supervision through Technology

Enterprise level Risk Monitoring

Operational

Administrative

Human Resource

Finance & Accounting

Well defined thresholds & frequency of risk monitoring

Credit

Compliances

Information Technology & Information Security

Legal & Regulatory

Risk Management

Risk Monitoring

Assessing Controls

Audit Digitization & Active Monitoring

Governance

Branch Level Checks

Compliances

Liabilities

Diversified Borrowing

Debt Management

Cost of Borrowing

Liabilities

Borrowing mix

54 lending partners

<2%

28%

21%

49%

15% - 20%

<=15% <=10%

Banks

NBFC’s

Capital markets

60% - 70%

FPI & ECB

Q2FY24

FY28 (E)

Term Loan

NCD / MLD

Securitization

Commercial Papers

Direct Assignment

ECB

Diversified Borrowing

Cost of Borrowing

Debt Management & Gearing

Liabilities

Q2FY24

Marginal cost of borrowing

12.3%

<11%

Diversified Borrowing

Cost of Borrowing

Debt Management & Gearing

Cost of Borrowing

Debt Management & Gearing

Liabilities

Q2FY24

Gearing

2.3x

<4.0x

CRAR

36.6%

~25%

Technology

IT Infra and Security

Using Tech For Control & Verification

Becoming Future Ready

Process Automation

Analytics & Scorecard Based Lending

Technology

Information Security Preparedness

Information Security Trainings

Prepared for any future disruption

Cloud security

Network Security & firewalls

Data Encryption

MFA

Cloud Based Stable Infra

Information Security Preparedness

Rigorous BCP & DR

IT Governance

IT Infra & Security

Process Automation

Using Tech for Control & Verification

Technology

Automation for Host to Host

Loan Management System

Banking System

Instant credit

Optical Character Recognition Deployment

Mobility Solutions

IT Infra and Security

OCR Enabled KYC Journey

Automation For H2H

Tech Partnerships

Process Automation

Using Tech for Control & Verification

Analytics & Scorecard Based Lending

Technology

Geo-Tagging Customer homes, Centers & Branches

Geo fencing

Branch

Control

Risk Mitigation

Customer Satisfaction

Technology deployed in current operations

Geo- Tagging

Process Automation

Attendance Digitization & Travel Allowance

e-Sign & e- NACH

e-KYC

Using Tech for Control & Verification

Analytics & Scorecard based Lending

Becoming Future Ready

Using Tech for Control & Verification

Analytics & Scorecard based Lending

Becoming Future Ready

Technology

Rule Engine

Automation & Analytics for Performance Monitoring

Automated Reports, Data Lake & Analytics

Automating Incentives

Analytics

Incentive

Automation

Autonomous Self Learning Scorecards

Next-gen Self Learning Scorecards

Rule Engine

Autonomous Self-Learning Rule Engine

Generative AI

Machine Learning

Analytics & Scorecard based Lending

Becoming Future Ready

Technology

Integrated Mobile based Solutions

Safe Harbor Forward Looking Culture: One Spandana, One Application, One Device

Automated Graded Pricing Rule- engine For Non-MFI

Integrated CRM, IVR & Self-service Apps

Leveraging AI – Chat Bot, Fraud Controls

CBDC- Digital Rupee (No smartphone & internet)

Private Blockchain-KYC

Next-gen Tech-stack with Web 3.0

Integrated CRM, IVR, Chatbot with AI/ML

Fraud detection & prevention

Digital transformation is a journey, not a destination

People Practices

People Agenda

Retaining Talent

The Journey Ahead

Attracting Talent

Governance

People Practices

Stable Management Team

13 key positions & Senior Management Team – in place

Mission

Deliver quality financial services for enhancing the

income levels of communities in Bharat

People Agenda

Mission, Vision & Values

Vision

Attracting Talent

Cultural Alignment

Retaining Talent

• To be the preferred choice for customers and employees

in fulfilling their aspirations.

• To positively impact the livelihoods of more than 60 lakh

households by 2028 with an AUM of ₹28,000 Crores.

• To be the standard of excellence in the financial services

industry delivering equitable value for all stakeholders.

People Practices

Sourcing Talent

People Agenda

Building the Middle Layer

12,677

Employees

~21,000

Attracting Talent

Market Competitive Salary

Q2FY24

FY28 (E)

Employee Centric Initiatives

Last Mile Connect

Retaining Talent

Staff Governance

Performance Management System

P R I S M Performance Review with Integral Support & Management

People Practices

Celebrating Success and Performance

Nurturing & Developing Talent

Benefits at par with Industry

Employee Engagement

Culture of Celebrating Success

Attracting Talent

Retaining Talent

Staff Governance

The Journey Ahead

People Practices

Retaining Talent

Fair Practice & Governance

Key policies in place

Statutory compliances

Staff Governance

Code of conduct

Shops & Establishment Act

Employee referral

Minimum Wages Acts

Equal employment & non-discrimination

Bonus Act

Performance management system

Maternity Benefit Act

Transfer & relocation policy

Child & Adolescent Labour Act

The Journey Ahead

Tools to Minimize Risks

Prevention of Sexual Harassment

Gratuity Act

Vigil mechanism and Whistle blower

Employment exchange Act

People Practices

Satisfaction to Delight

Staff Governance

The Journey Ahead

Inclusion & Sustainability

Learning Organization

Employer of Choice

• Build Psychological safety at workplace • Progressive people policy & processes •

Long term retention plan

• Embed a strong, sociable culture • Drive Diversity & Inclusion • Strengthening Governance structure

• Opportunities for Upskilling • • Coding Spandana way of doing business

Identifying critical talent & Hi-pots

• Mapping employee engagement journey • Employer Value Proposition • Have lot of fun!!

Onwards to achieving 28 by 28

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