WEALTHNSE4 August 2025

Wealth First Portfolio Managers Limited has informed the Exchange about Investor Presentation

Wealth First Portfolio Managers Limited

DATE: 4TH AUGUST, 2025

To Manager - Listing Department National Stock Exchange of India Ltd. Exchange Plaza, Plot No. C/1, G Block, Bandra-Kurla Complex, Bandra (E), Mumbai-400051

REF: WEALTH FIRST PORTFOLIO MANAGERS LIMITED

SCRIP CODE: WEALTH

SUB: INVESTOR PRESENTATION ON FINANCIAL RESULT FOR THE QUARTER ENDED 30TH JUNE, 2025.

Dear Sir,

Pursuant to Regulation 30 of the SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015, find enclosed herewith the investor presentation on the Un-Audited Financial Results for the Quarter ended 30th June, 2025.

You are requested to kindly display the same on the Notice Board of the Stock Exchange.

Thanking you.

Yours faithfully,

FOR AND ON BEHALF OF WEALTH FIRST PORTFOLIO MANAGERS LIMITED

ASHISH SHAH MANAGING DIRECTOR DIN: 00089075

BENEATH THE TIP OF THE ICEBERG

Investor Presentation Q1 FY26

Safe Harbour

This presentation and the accompanying slides which have been prepared by Wealth First Portfolio Managers Limited (the “Company”), have

been prepared solely for information purposes and do not constitute any offer, recommendation or invitation to purchase or subscribe for any

securities, and shall not form the basis or be relied on in connection with any contract or binding commitment whatsoever. No offering of

securities of the Company will be made except by means of a statutory offering document containing detailed information about the Company.

This Presentation has been prepared by the Company based on information and data which the Company considers reliable, but the Company

makes no representation or warranty, express or implied, whatsoever, and no reliance shall be placed on, the truth, accuracy, completeness,

fairness and reasonableness of the contents of this Presentation. This Presentation may not be all inclusive and may not contain all of the

information that you may consider material. Any liability in respect of the contents of, or any omission from, this Presentation is expressly

excluded.

Certain matters discussed in this Presentation may contain statements regarding the Company’s market opportunity and business prospects that

are individually and collectively forward-looking statements . Such forward-looking guidance / statements are not guarantees of future

performance and are subject to known and unknown risks, uncertainties and assumptions that are difficult to predict. These risks and

uncertainties include, but are not limited to, the performance of the Indian economy and of the economies of various international markets, the

performance of the industry in India and world-wide, competition, the company’s ability to successfully implement its strategy, the Company’s

future levels of growth and expansion, technological implementation, changes and advancements, changes in revenue, income or cash flows, the

Company’s market preferences and its exposure to market risks, as well as other risks. The Company’s actual results, levels of activity, performance

or achievements could differ materially and adversely from results expressed in or implied by this Presentation. The Company assumes no

obligation to update any forward-looking information / statement contained in this Presentation. Any forward-looking information / statements

and projections made by third parties included in this Presentation are not adopted by the Company and the Company is not responsible for such

third-party statements and projections.

2

Q1 FY26 PERFORMANCE OVERVIEW

ABOUT US

COMPANY STRATEGY

INDUSTRY OVERVIEW

HISTORICAL PERFORMANCE

Our Performance for Q1 FY26

Consolidated Performance for Q1 FY26

Rs. 24.9 Cr. 15% YoY

Total Revenue

Rs. 15.8 Cr. 18% YoY

Business Activity Income

Commenting on the results and performance for Q1 FY26, Mr. Ashish Shah, Managing Director of Wealth First Portfolio Managers Limited said:

Rs. 11.8 Cr. 6% YoY

Trail Base Revenue

“We are pleased to report a strong start to FY26. In Q1 FY26, our total revenue grew by 15% YoY to Rs. 24.9 crore, our business activity income witnessed robust growth of 18% YoY to Rs. 15.8 crore driven by higher trail-based revenue and spill over revenue from the insurance business done in the last week of March 2025. Our trail base revenue rose 6% YoY to Rs. 11.8 crore., and PAT registered a 14% YoY growth to Rs. 16.0 crore.

Rs. 16.0 Cr. 14% YoY

Our trail-based AUM grew 10% YoY to Rs. 5,979.6 crore, while total AUA reached Rs. 12,568.9 crore, driven by healthy net inflows and positive market momentum. We anticipate this strong growth trajectory to continue in the coming quarters.

PAT

Rs. 5,979.6 Cr. 10% YoY

Trail-based AUM

Rs. 12,568.9 Cr. 10% YoY

Assets under advisory (AUA)

*Trail-based AUM includes MF, PMS and AIF

We’re also happy to share two key milestones. We have received an In-Principle approval from SEBI to set up a Mutual Fund, marking a major step in our long-term strategy to expand our product suite and become a comprehensive financial solutions provider. Additionally, we’ve secured IRDAI’s approval to operate as a Direct Insurance Broker (Life & General), further enhancing our service offerings.

On the industry front, India’s mutual fund AUM reached a record Rs. 74.79 lakh crore as of June 2025, reflecting a 3.1% increase from Rs. 72.19 lakh crore in May 2025. This growth was driven by rising investor participation and record SIP contributions of Rs. 27,269 crore in June 2025. The number of active SIP accounts also touched an all-time high of 8.64 crore.

With rising financial awareness, favorable regulations, and digital access, the outlook remains strong especially through retail and passive investment strategies. Wealth First is well-positioned to capture these opportunities and sustain its growth momentum.”

4

Sustained Growth Momentum Over the Years…

Revenue from Business Activity Income

Trail Base Revenue

(In Rs. Cr)

13.4

15.8

+33%

8.2

5.0

6.4

+31%

11.1

11.8

5.7

6.4

4.0

Q1FY22

Q1FY23

Q1FY24

Q1FY25

Q1FY26

Jun-21

Jun-22

Jun-23

Jun-24

Jun-25

Trail-based AUM

+30%

5,448.0

5,979.6

2,120.9

2,397.6

3,298.9

6,817.8

7,359.2

AUA

+17%

8,424.9

11,417.8

12,568.9

Jun-21

Jun-22

Jun-23

Jun-24

Jun-25

Jun-21

Jun-22

Jun-23

Jun-24

Jun-25

*Trail-based AUM includes MF, PMS and AIF

5

Financial Performance for Q1 FY26

Total Revenue

Revenue from Business Activity Income

+15%

24.9

21.6

+18%

15.8

13.4

Q1FY25

Q1FY26

Q1FY25

Q1FY26

AUA

+10%

224

51

12,570

5,980

2,497

3,809

60

11,418

5,448

2,248

3,501

170

Jun-24

Jun-25

MF+PMS+AIF

Direct Equity

Insurance Premium Book

Bonds

Fixed Deposit

Trail Base Revenue

PAT & PAT Margin (%)

Cost to Income (%)*

64.9%

64.1%

70 bps

+6%

11.1

11.8

+14%

14.0

16.0

Q1FY25

Q1FY26

Q1FY25

Q1FY26

20.8%

21.5%

20.8%

19.9%

0.0% Q1 FY25

1.6%

Q1 FY26

Cost to income excluding one-time cost

One-time cost

This slide highlights consolidated data

*Calculation of Cost to Income Ratio: [Total Expenses + one-time expense (AMC)] / Revenue from Business Activity Income

(In Rs. Cr)

• The Total Revenue witnessed a robust 15.3% growth on YoY basis to Rs. 24.9 Cr. in Q1 FY26

• The Business Activity

Income increased by 17.6% on YoY basis to Rs. 15.8 Cr. In Q1 FY26

• The Trail Base Revenue grew by 6.2% YoY to Rs. 11.8 Cr. in Q1 FY26 from Rs. 11.1 Cr. in Q1 FY25

• The PAT and PAT Margin recorded healthy growth, increasing from Rs. 14 Cr. in Q1 FY25 to Rs. 16 Cr. In Q1 FY26, reflecting a 14.3% YoY growth

• AUA increased by 10.1% YoY to Rs. 12,570 Cr. in Q1 FY26 from Rs. 11,418 Cr. in Q1 FY25

• Cost to Income has increased by 70 bps YoY to 21.5% in Q1 FY26 from 20.8% in Q1 FY25 primarily due to one-time expenses associated with establishing Asset Management Company. However, excluding these one-time AMC related expense, Cost to Income saw a strong improvement of 90 bps, reaching 19.9% in Q1 FY26

the

6

Operational Performance

Relationship Managers

Total Clients

32

13

2

8

9

37

13

5

8

11

Jun-24

Jun-25

5,996

19,887

6,626

20,969

2,619 725 3,468

2,910 1,030 3,395

13,075

13,634

Jun-24

Jun-25

Total client families

RM Vintage (%)*

Clients Vintage (%)*

42%

6%

23%

29%

35%

13%

22%

30%

4%

13%

17%

66%

5%

14%

16%

65%

• Strong RM Vintage: • RM count increased by 19% YoY • The RM vintage stood strong with 52%

of RMs being associated with the Company for >5 years whereas 30% of RMs being associated with the Company for >10 years

• Client Vintage: • 81% of our clients are with us for >5

years indicating strong client stickiness

• Total client base has increased by 5% YoY to 20,969 with 1,082 clients added in the last 1 year

• Total client families increased by 11% YoY to 6,626 with 630 client families added in the last 1 year

• The client stickiness is a testament of

our client servicing capabilities

Jun-24

Jun-25

Jun-24

Jun-25

*Rounded off to nearest decimal

0 to 3 years

3 to 5 years

5 to 10 years

>10 years

7

Equity Net Inflows

Mar-22

Mar-23

Mar-24

Mar-25

June-25

(In Rs. Cr)

1,64,405

1,46,754

1,84,091

4,17,053

66,869

Net Inflows - SIP Purchases 39,839

Net Inflows - SIP Purchases -9,218

Net Inflows - SIP Purchases -15,127

Net Inflows - SIP Purchases 1,27,701

Net Inflows - SIP Purchases -13,720

1,24,566

1,55,972

1,99,218

2,89,352

80,589

60

79

183

155

38

Net Inflows - SIP Purchases 338

Net Inflows - SIP Purchases 45

Net Inflows - SIP Purchases 106

399

123

290

Net Inflows - SIP Purchases 479

634

Net Inflows - SIP Purchases 30

68

y r t s u d n

I

L M P F W

Source: AMFI, Company

Net Inflows of Growth / Equity Oriented Schemes

SIP Purchases

8

Consolidated Profit And Loss Statement

PBT after Exceptional and Extra ordinary items

21.5

18.8

14%

-5.4

Particulars

Income

Revenue from operations - Trading Activities

Revenue from operations - Business Activity Income

Other Income

Total Revenue

Employee benefit expense

Other expenses

Total Operating Costs

PBT before Exceptional and Extra ordinary items

Exceptional Items

PBT Margin %

PAT

PAT Margin %

EPS

Particulars

Trail-based AUM*

Insurance Premium Book

Fixed Deposit

Direct Equity

Bonds

Total AUA

Q1FY26

Q1FY25

YoY

Q4FY25

QoQ

FY25

9.0

15.8

0.1

24.9

1.9

1.4

3.3

21.5

-

7.2

13.4

0.9

21.6

1.6

1.1

2.7

15%

23%

-16.4

13.1

1.0

-2.3

2.1

0.8

3.0

18.8

14%

-5.4

-

-

86.3%

87.1%

16.0

64.1%

14.98

14.0

64.9%

13.15

14%

-

-4.3

-

-4.03

-

12%

-

-

-

-5.2

58.3

6.9

60.1

9.0

4.0

13.0

46.6

1.5

45.1

75.1%

34.1

56.8%

32.05

Jun-25

Jun-24

5,980

5,448

60

224

2,497

3,809

12,569

51

170

2,248

3,501

11,418

YoY

10%

18%

32%

11%

9%

10%

Mar-25

QoQ

5,386

60

212

2,224

3,741

11,623

11%

0%

6%

12%

2%

8%

The Trading Activity Income saw a

growth of 25% YoY to Rs. 9.0 Cr. due to

the mark-to-market (MTM) recovery

amid improved Indian equity market

conditions in Q1 FY 26.

The

Business

Activity

Income

witnessed a robust 18% YoY growth.

This growth was driven by higher trail-

based revenue and spill over revenue

from the insurance business done in

the last week of March 2025.

The increase in other expenses during

Q1 FY26 is primarily attributable to

costs associated with establishing the

Asset Management Company.

*Trail-based AUM includes MF, PMS and AIF

9

Continuous Dividend Payout Over The Years…

Dividend Payout

11.3%

23.1%

17.5%

49.9%

26.7%

40.1

32.1

The Company has finalised a dividend policy wherein the Company will declare dividend a minimum of 30% of the consolidated profit after tax in a given year to the shareholders

17.7

13.0

16.0

15.0

2.0

3.0

7.0

4.0

FY22

FY23

FY24

FY25

Q1 FY26

EPS (in Rs.)

DPS (in Rs.)

The Board of Directors has declared an interim dividend of Rs. 4.0 per equity share with a FV of Rs. 10/- each (40% of FV) for Q1 FY26

10

Q1 FY26 PERFORMANCE OVERVIEW

ABOUT US

COMPANY STRATEGY

INDUSTRY OVERVIEW

HISTORICAL PERFORMANCE

About Us

• Headquartered in Ahmedabad, Gujarat, Wealth First Portfolio Managers is a client-centric, product agnostic and independent wealth management

firm focused only on wealth management, singularly prioritizing the financial wellbeing of customers

The Company brings smart investment solutions through end-to-end handholding

The Company is an individual financial advisor (with no sub-brokers), and occupy 33rd rank at all India level

81

936

Expert Professional

Person years of Exp.

20,964 (+5% YoY)

Total Clients & YoY Growth

6,626 (+11% YoY)

Client Families

Rs. 5,980 Cr.

Rs. 60 Cr.

Trail-based AUM (MF+PMS+AIF)

Insurance Premium Book

Rs. 224 Cr.

Rs. 2,497 Cr.

Rs. 3,809 Cr.

Rs. 12,569 Cr.

Fixed Deposit

Direct Equity

Bonds

Total AUA

This slide highlights data as on Q1 FY26

12

Our Products & Services

Fixed Deposits

Investment Strategising Asset Research

Treasury Bonds

Direct Bonds

Taxable & Tax-Free Bonds

Direct Equity

Mutual Funds

S S T T C S C U T U C D D U O O D R R O P P R P

International investment options

Trade-Execution-Broking

Portfolio Review and Accounting

S E S R E V S R I E C V R E I C V S E I C S E S

Retirement Planning

Treasury Management

Asset Allocation

Pension Products

Tax Planning

PMS

Inheritance Planning

13

History & Timeline

1990-1995

1996-2000

2001-2010

2011-2016

2017 & Beyond

1990 - The Beginning

1996 - THE BEGINNING

2002-03 - Expansion

2011 - Welcoming Changes

2017 - Bigger Wins

▪ Started out as Dalal & Shah

Financial Services Pvt. Ltd. in a humble 12x10 office with prime focus on fixed income, competing with NSC/PPF/LIC/UTI Agents

▪ As the mutual funds industry shifted direction, we were the sole wealth management firm in India to offer Franklin Templeton schemes

1992 – Innovative Selling

▪ Rolled out with selling the

1996-2000 - Smooth Transitions

concept of Direct Bonds, with very limited opportunities in the market for retail clients, via tax-free bonds and becoming market maker for Relief Bond

1994/1995- Market Maker

▪ Developed Institutional

Bond Market with Co-op banks, PFS, Dairies, & trusts along with becoming Market Marker for UNIT’64 scheme

▪ Successfully navigated the NBFC curve with zero market losses, adeptly managing yield curves for PFS, banks, and clients amidst significant transitions

1998-2001- Beating The Y2K

▪ With a keen focus on equity

Brokerage for HNI clients, we successfully rode the Y2K wave

▪ Expanded client base

focusing on High & Medium Net Worth individuals, grew team, invested in advanced tech, and structured Gujarat's largest insurance deal

2006-08 - Rewards & Recognition

▪ Awarded All India CNBC TV- 18 Financial Advisor Award for West Zone & India

2008-09 - Growth Amidst Crisis

▪ During the Lehman crisis, safeguarded client wealth with Nabard ZCB bonds, selling 40% through market FMPS

2000 - Victories Galore

2010 - One Stop Shop

▪ Halted brokerage business

▪ With CDSL Depositary

at market peak, fully leveraging the Bond Market Bull run. Captured 50% of Ahmedabad's retail mutual fund market and pioneered ETF promotion with Benchmark Bees

Services and NSE-BSE cards, we moved towards end-to- end execution, consolidating services under one roof

▪ Focusing on continuous tech and infrastructure upgrades, we shifted towards comprehensive wealth management

2012-13 - Foolproof Protection

▪ Continuous portfolio

monitoring kept us clear of NSEL, ensuring 100% client wealth protection from the scam

2013-14 - Spreading Awareness

▪ Held extensive client clinics to raise awareness about Long Term Bonds & Equity

2014 - Expanding Market Share

▪ Secured significant market share of All India Tax-Free Bonds Primary Issue through personalized client persuasion.

2015-2016 - New Horizons

▪ Listed on NSE in Mar 2016, pioneering the first IFA practice listing on a stock exchange

▪ Crossed Rs. 1,000 Cr MF

AUM, obtained RIA license

2018 – More Awards

▪ Awarded the Top Volume

Performers in non- competitive bidding (Gsec & TBills)

2020 - Continuous support

▪ End-to end hand holding throughout the COVID-19 pandemic, with near zero redemptions

2019-2023 - Frontrunner

▪ Distinguished as a national distributor for a top Indian life insurance company

2024 – Touching new highs

▪ MF AUM - Crossed Rs. 4,000

Cr. mark in Mar-24 & Rs. 5,000 Cr. In Jun-24

2025 – Towards a Larger Vision

• Received SEBI’s In-Principle Approval and AMC Launch

• Approval from IRDAI to act as a Direct Insurance Broker

14

Board of Directors

Mr. Ashish Navnitlal Shah Managing Director (Promoter)

Ms. Hena Ashish Shah Whole-Time Director (Promoter)

• 30+ years of expertise in the financial services, skilled at boosting revenue through client relationship building • Motivational manager with a track record of building, guiding, and retaining high-performance teams for accelerated growth strategies

• Leverages excellent communication to create presence, build a positive brand, and ensure client satisfaction

15+ years of experience in the financial market with expertise in Mutual Funds, Equity Markets, Govt Bonds, & more

• Diverse and rich experience in finance

& biotechnology

• Committed to safeguard clients assets

with her extensive finance and investment expertise

Mr. Rajan Mehta Independent Director

Mr. Devanshu Mehta Independent Director

Ms. Binal Gandhi Independent Director

Mr. Sanjiv Shah Mr. Sanjiv Shah Independent Director Independent Director

• 25+ years of experience in varied financial sectors & institutions • Patent holder in EFTs (Exchange

Traded Funds)

• Founder of MyCare Health Solutions, a

successful healthcare startup

• 30+ years of leadership experience • Technical Manager at Veer Plastido

Pvt. Ltd.

• Worked in leading organizations such

as Ingersoll-Rand (India) & Lohia Starlinger Ltd.

• 20+ years of rich experience in core

finance domains

• Founder & CEO of “The Learning Curve

Academy”

• Served as Senior VP at Wells Fargo • Visiting faculty at NMIMS and SP Jain University for Corporate Finance & Wealth Management

• 35+ years of experience in the financial

market

• Pioneer in Passive Investing • Strategic Force in ETF Development

15

Additions to the Board

Mr. Amit Trivedi Independent Director

Mr. Siddharth Shah Independent Director

Mr. Saurabh Sonthalia Independent Director

• 30+ years of experience as financial markets

• B.Com graduate with over 40 years of

• Over three decades of experience in India’s

trainer, educator, and author,

focused on

experience across labour laws, financial services,

financial services industry

training and content development in securities

and business setup, starting with the State

• Held

leadership

roles

including Managing

markets,

financial planning, and wealth

Labour Department (1981–1994) and Anagram

Director & India Head – Capital Markets (Debt &

management

Securities (1994–1998)

Equity) at Bank of America Merrill Lynch, and

• Conducted

1,800+

training programs and

• Held Regional and National Head roles at HDFC

CEO of AIG Asset Management India

workshops,

impacting more than 5,00,000

Bank

from

1998, setting up key

lending

• Holds a PGDM from IIM Ahmedabad and is a

participants, and has written 6 books along with

businesses

including Auto, Home, Personal,

member of

the

Institute of Chartered

1,000+ articles published

in

leading media

Mortgage, and Working Capital loans

Accountants of India

platforms

• Served as National Head – Branch Business at

• Co-authored the NISM Series V-A - Mutual Fund

HDFC Securities (2008–2020), managing 250

Distributors

Certification

Examination

branches; retired as Executive Vice President

Workbook and serves as a member of the

and currently involved in social volunteering

examination committee

for various NISM

certification programs

16

Key Management Personnel

Mr. Rakesh Shah Chief Investment Officer

Mr. Dhiren Parikh Chief Financial Officer

Mr. Manish Kansara Chief Operations Officer

• 30+ years of experience in financial markets, mutual funds, and more • Expertise in MF/DEBT income, macro

markets, risk management, and liquidity position

• Robust quantitative skills with a tech- focused approach towards wealth management

• Chartered Accountant with 28+ years of

expertise in Project Finance, Consultancy, GST, and audits

• Focuses on balancing financial growth, optimizing resource allocation, and mitigating risk.

• Skilled in fund management, financial

planning, and collaborating with government agencies

• 30+ years of experience at WealthFirst • Deep expertise in equity, debt, mutual

funds, & compliance

• Helped WealthFirst launch its IPO &

acquire NSE, BSE, & DP memberships

Mr. Nirad Shah Senior Vice President - Sales

Mr. Nishil Pandya Mr. Nishil Pandya Head - Business Development & Strategy Head - Business Development & Strategy

Ms. Sajni Patel Head - Business Development & Strategy

Mr. Swapneel Shah Chief Operations Manager

• 20+ years of experience in financial

services

10+ years of experience in wealth management & investment strategies

15+ years of experience in wealth management & investment strategies

• Strong expertise in handling a diverse

• Key team member serving &

• Establishing lasting client

client base

• Forging strong long-term advisory-

client relationships

managing ultra-large institutions and HNIs

relationships that endure across years and generations

• Proficient in data analysis and well- versed in financial markets and products

• Brings new ideas, methods & best practices to the domain of Wealth Management

• Chief Operations Manager in charge of

daily operations activities

• Fostering client-centric culture and

corporate objectives

• Certifications in Equity Analyst, SAP, MF Distribution, Equity Derivatives, and a Six-Sigma Green Belt

17

Awards & Accolades

CNBC TV 18 Best Financial Advisor

CNBC TV 18 All India Best Financial Advisor

West Zone in the year 2006

Year 2008

Best Performing Regional Financial Advisor

West Zone in the year 2019

18

Q1 FY26 PERFORMANCE OVERVIEW

ABOUT US

COMPANY STRATEGY

INDUSTRY OVERVIEW

HISTORICAL FINANCIAL PERFORMANCE

Active Product Selection Strategy While Remaining Watchful

At Wealth First, our clear strategy outlines what we do. More importantly it highlights what we do not do.

At Wealth First, we are always awake and alive to realities transpiring in the finance world.

We remain

steadfast in

our

PRODUCT

SELECTION

STRATEGY

We do not do anything Earth shattering. We stick to the basics. It is one truth that has not changed for more than three decades.

Sift through reams We carefully assess all new policies, announcements and guidelines, to understand their significance, revealing valuable insights and anticipating challenges. We sift carefully from among the investment avenues that are overcrowding the space and mind.

We keep it simple and smart Consistent returns in Indian wealth management don't require complex products. Our decades of experience affirm the effectiveness of our simple, smart approach, even if it seems ordinary.

Our clients trust us deeply, not just with their checks, but with a part of themselves. To nurture the priceless intangible, we go above and beyond.

We stay detached from brands Our product selection has a simple premise, ‘Customer returns’. We remain loyal to high-yielding products not high-recall brands.

Connect to Protect We've built strong ties with finance experts and market leaders, fostering valuable discussions to anticipate challenges and protect our clients' wealth.

We

unfailingly

REMAIN

WATCHFUL

Absorb, assimilate & analyse We meet executives representing funds where we invest our financial resources. We also meet executives showcasing financial products where we will never invest. We listen patiently. We quiz extensively. We make sure we get every ounce of knowledge from them.

Search, Research and Re-Research We diligently research new financial products, scrutinizing them thoroughly to advise clients on better investment choices.

20

Our Customer Centric Practices

1

5

Our CUSTOMER CENTRIC practices

2

4

3

One shoe does not fill all We understand that every client’s requirement is different. We spend time with the client to understand their financial aspiration and their risk appetite

All cards are on the table

We put all the cards on the table. We communicate completely and clearly every possibility – return and risk – before the cheque is signed by our client. Further, we inform our client of every little detail of every investment made on his behalf

Bank from the buck

We recommend the most tax and cost-efficient products. Moreover, when our client have the appetite for taking risks with their investments, we ensure that our customers derive the maximum value from the investment risk they wish to take

One step at a time

We have always believed in moderation. Our phased investment process allows us to assist our client capitalise on upsides and protect them from downturns. Our legacy policy continues to work well for us

“At Wealth First, we've established processes that have already proven resilient and will persist over time”

Stay in touch

We interact with our clients at frequent intervals. Updating them about the financial ecosystem, their investment progress, returns, possible headwinds that could emerge and mitigation measures and probable shifts in investment products for superior returns, etc.

21

Our Competitive Moat

CLIENT CENTRIC Our enduring client relationships have matured alongside us, built upon trust, rigorous investment practices, and consistent performance.

CONNECT TO SHEILD We have persevered patiently to build relations with finance experts and respected market participants

ABILITY TO RETAIN TALENT Being the preferred firm, we excel in retaining top talent across sales, investment, and operational teams.

EXAMINE, INVESTIGATE AND REVIEW Research all financial products that are introduced in the market. Our width and depth of product knowledge allows us to handhold clients to switch to better investment options

PRODUCT SELECTION Provide comparative investment options as per client needs and risk appetite

INVESTMENT & RISK MANAGEMENT The company consistently monitors both internal and external environments to pinpoint potential emerging risks and assess their impact on our operations

22

Towards a Larger Vision

In-principle approval to set up an AMC

In receipt of the Insurance Broking License from IRDAI

Viksit Bharat 2047 : Mutual Fund Industry Growth Estimates

Insurance Penetration : India vs Global Average (2023)

Parameters

2024

2047

Total MF AUM (Rs. Lakh Cr.)

53.4

2,791

No. of AMCs

44

212

✓ The mutual fund industry will be poised to achieve the ambitious

milestones envisioned for India’s financial future

✓ According to AMFI, per investor AUM is expected to rise by 10x and mutual fund AUM to GDP ratio to surpass 100% by 2047

✓ As a result of continuous efforts by AMFI to broaden the Mutual

Fund industry in India and support the growing investor base, the AMC count is set to rise ~5x from 44 in 2024 to 212 by 2047

Metrics

Total Penetration

Life Penetration

Non-Life Penetration

India

3.7%

2.8%

1.0%

Global

~7.0%

~2.9%

~4.1%

India is significantly underpenetrated in compared to global average with strong headroom for growth

Insurance Premium Growth Trends for FY24

Segment

Premium (Rs. Lakh Cr)

YoY Growth

Life

Non-Life

Rs. 8.30

Rs. 2.90

~6.1%

~12.8%

Strong growth in non-life driven by health and motors Life insurance premium growth remained steady

To participate in India’s journey of mobilization of savings towards investing, we have received an in-principle approval to set up an AMC under the name of ‘Lakshya Asset Management Private Limited’

To participate in this growth, we applied for an insurance broker license and have received IRDAI approval to operate as a Direct Insurance Broker (Life & General) under the name ‘Wealthshield Insurance Brokers Private Limited’

23

Q1 FY26 PERFORMANCE OVERVIEW

ABOUT US

COMPANY STRATEGY

INDUSTRY OVERVIEW

HISTORICAL PERFORMANCE

Indian Wealth Management is a $2.7 Tn Opportunity

India’s wealth inequality is stark, with the ultra-rich holding a significant share of the country’s assets and this concentration is expected to grow

The top 1% of Indian households account for 30–40% of income, a high share of savings, and nearly 60% of total household wealth, amounting to $11.6 trillion

• About 60% of this is in physical assets (land, real estate, gold) and 15% in illiquid financial assets (e.g., founder equity)

The serviceable asset pool of $2.7 trillion, including deposits, is split across specialized wealth managers (~11% share), domestic banks and brokers (limited customization), independent advisors (limited scale), informal advisors (like accountants), and self-managed portfolios

• Rising share of financial assets on the balance sheet of India’s rich, and preference for specialized wealth advisory services creates room for high growth, and a

long runway for growth for Indian wealth managers

h c i R r e b U

h c i R

The wealth disparity is high in India with top 1% of households owning ~70% of financial assets

UHNI (~35K HHs)

HNI (~500K HHs)

Affluent (~2.5Mn HHs)

Mass Affluent (~6Mn HHs)

Rest of India (~315 Mn HHs)

Threshold NW $12 Mn+

Avg. HH Income

Avg. Total Assets

Avg. Fin Assets

$4.8 Mn

$54 Mn

$24 Mn

‘Uber Rich’ v. ‘Rich’ v. ‘Rest of India’

$3-12 Mn

$1-3 Mn

$0.2-1 Mn

$0.7 Mn

$9 Mn

$3.6 Mn

$0.2 Mn

$2 Mn

$0.7 Mn

$33 K

$400 K

$120 K

The ‘Uber Rich’ (UHNI / HNI / Affluent) • Top 1% of Households • 40% of incomes • 60% of Assets • 70% of Fin Assets ($4.5 Tn TAM)

The ‘Rich’ (Uber Rich + Mass Affluent) • Top 3% of Households • 45% of incomes • 70% of Assets • 80% of Fin Assets ($5.2 Tn TAM)

< $0.2 Mn

$5 K

$20 K

$3 K

$1 = Rs 83

Source: Public Data, Broker Report

25

Financial Assets Of Indian Households

Total Indian Household Assets

14.0%

5.9%

5.8%

3.4%

4.7%

15.5%

50.7%

Property Bank Deposits Provident & Pension Fund Equities

Gold Insurance Fund Cash

Estimated annual structural domestic equity flow

Growth in Equities as % of Indian Household Assets

4.7%

3.8%

2.2%

Mar-13

Mar-18

Mar-23

16%

Retail Inflows in MFs EPFO & NPS Insurance

24%

60%

Key Takeaways • Majority of the Indian household assets ownership include investment in

properties, with share of over 50%, with Gold in second spot at 15.5%

• The % share of equities in Indian household assets has more than doubled from

March 2013 to March 2023

• About 60% of the flows in mutual funds are contributed by retail. While 40% are

contributed by insurance companies and EPFO & NPS

Source: Public Data, Broker Report

26

Active Equities AUM poised for +20% CAGR in the medium-term

• Equities AUM has posted a 27% CAGR over the past decade, driven by approximately 12% CAGR in MTM gains, with the remainder contributed by net inflows

It is expected to continue growing at over 20% CAGR in the medium term, supported by broader consensus expectations of low double-digit nominal GDP growth and corporate earnings growth, high single-digit contributions from SIP flows, and positive lump sum flows on a CAGR basis

The share of equities AUM has nearly doubled from 31% in FY15 to 59% in FY25 and is projected to cross 70% by FY29E

MF industry AUM grew at 10 -yr. CAGR of 19% from INR 11.87 Trn to INR 66.7 Trn as of Mar’25

All-time high inflows drove equity assets to new heights

+19%

31.4

26.8

23.0

24.5

18.3

11.9

13.5

66.7

55.0

37.6

39.6

4.0

3.7

8.3

6.0

4.2

1.6

1.5

1.5

1.8

FY15

FY16

FY17

FY18

FY19 FY20 FY21

FY22 FY23 FY24 FY25

-0.3

FY21

FY22

FY23

FY24

FY25

Change in AUM (Rs. Lakh Cr)

Net Flows (Rs. Lakh Cr)

Source: Public Data, Broker Report

27

MF share in a household’s financial saving pie is increasing

• As of March 2024, Indian households allocated 72% of their savings to physical assets and 28% to financial assets

• While bank deposits and currency holdings have declined, investments in life insurance, mutual funds, and PPF have gained traction, indicating a shift towards

diversified financial instruments

This trend underscores the growing investor confidence in market-linked and long-term wealth-building avenues

• Notably, the share of mutual funds in Indian households’ financial savings increased from 7.6% in FY21 to 8.4% in FY23 and is estimated to have risen further in

FY24 and FY25, reflecting sustained investor confidence and increasing retail participation in the capital markets

India demonstrates a higher gross domestic savings rate than the global average

Trends in MF in investments as a % of household financial savings in India

South Africa

9.2%

34.3

16.3%

16.6%

18.7%

25.6%

25.7%

27.6%

29.3%

UK

US

Japan

Thailand

Germany

Malaysia

India

Indonesia

China

Singapore

30.6

26.1

29.4

38.1%

44.4%

0.6

FY21

1.6

1.8

2.4

FY22

FY23

FY24

Financial Assets (INR Tn)

Mutual Funds (INR Yn)

58.5%

% of tax filers with gross income >10mn

Source: Public Data, Broker Report

28

Significant Room for Higher Penetration

India’s mutual fund AUM-to-GDP ratio has risen to 19.9% in Mar’25

Mutual fund AUM has outpaced bank deposit growth over the past five years

25.0%

20.0%

15.0%

12.6%

11.1%

15.9%

15.9%

14.5%

19.9%

18.2%

10.0%

5.0%

0.0%

250

200

150

100

50

0

170

154

126

137

187

213

222

CAGR: 10%

24

22

31

38

39

67

53

CAGR: 19%

FY19

FY20

FY21

FY22

FY23

FY24

FY25

FY19

FY20

FY21

FY22

FY23

FY24

FY25

Bank Deposits

MF's AUM

India’s mutual fund industry has reached a record AUM-to-GDP ratio of 19.9% in FY25, driven by rising retail participation, growing folio counts, robust SIP growth, and easier access via investment platforms • According to a report, the AUM-to-GDP ratio could rise from 19.9% to

112% by 2047, highlighting significant opportunities in India’s underpenetrated mutual fund market

• Between Mar’19 and Mar’25, Indian mutual fund AUM surged from INR 24.56 trn to INR 66.70 trn, achieving a five-year CAGR of 19%. In contrast, bank deposits grew at a slower pace, rising from INR 126.39 trn to INR 221.5 trn at 10% CAGR

• This trend reflects investors’ growing appetite for higher returns amid

persistently low fixed deposit interest rates

• Despite this rapid expansion, mutual fund AUM still stands at just a quarter of total bank deposits, indicating to its under-penetration and the immense growth potential that lies ahead

Source: Public Data, Broker Report

29

SIP Flows to Remain Resilience

• Monthly SIP flows have surged from an average of INR 80 bn in FY19–21 to a record INR 267 bn in May’25, despite market volatility since Oct’24 and retail equity

sell-offs since Mar’25. This resilience reflects growing retail investor maturity and preference for professional management

SIP accounts rose from 79.7 mn in Nov’24 to 85.6 mn in May’25, while SIP AUM hit an all-time high of INR 14.6 trn (20.24% of total AUM and ~1/3 of equity AUM)

The SIP count, which bottomed in Mar’25, is rebounding - Jun’25 likely saw a 17% MoM rise to 0.74 mn.

• Even during stagnant EPS growth in FY13–18, equity MF inflows stayed strong, turning marginally negative (3.5%) only during the peak of COVID-19 in FY21.

SIP investing has scaled new heights: Mar’25 inflows reached INR 259 bn (+36% YoY), FY25 saw a record 68 mn new SIP accounts, and annual contributions jumped to INR 2.89 trn (from INR 1.99 trn in FY24). Over five years, monthly SIP inflows have more than doubled, while SIP accounts have tripled.

Equity holds the largest share of SIP AUM (Rs. Lakh Cr.)

10.6

2.7

2.4

4.3

5.7

6.8

Mar-19

Mar-20

Mar-21

Mar-22

Mar-23

Mar-24

Others

Passive

Hybrid

Equity

Debt

Source: Public Data, Broker Report

30

SIP Growth in India

SIP AUM grew at 31% CAGR from FY19 to FY25 (Rs. Lakh Cr.)

Monthly SIP flows doubled in 3 years

13.4

+30.8%

10.7

5.7

6.8

130.4 142.8 152.5 160.4 170.7

+32.0%

245.1 253.2 264.6 267.0

188.4 191.9 203.7 212.6

2.7

2.4

4.3

FY19

FY20

FY21

FY22

FY23

FY24

FY25

Oct- 22

Mar- 23

Jul- 23

Sep- 23

Nov- 23

Jan- 24

Feb- 24

Apr- 24

Jun- 24

Sep- 24

Oct- 24

Dec- 24

May- 25

SIP Gross Sales (Rs. Bn)

Change in share of SIP AUM across holding periods between Mar’19 and Mar’24

Less than 1 year 1 to 5 years More than 5 years

12.0%

19.0%

46.0%

Mar-19

42.0%

48.0%

Mar-24

51.0%

Less than 1 year 1 to 5 years More than 5 years

Source: Public Data, Broker Report

31

SIP Contribution grew by ~19% CAGR in the

last 5 years

Strong Growth Outlook for Specialized Wealth Management in India (1/2)

• Dedicated wealth managers in India are projected to grow their assets under management from $300 billion to $1.6 trillion by FY35, representing a CAGR of

approximately 18%

This growth is expected to be driven by an expansion in the serviceable asset base from $2.7 trillion to around $9.3 trillion at a CAGR of ~13%, alongside increasing penetration of specialized wealth management services

The share of specialized wealth managers will rise from 11% to 17% of the addressable market, indicating substantial headroom for long-term growth

Specialized wealth managers form ~11% of the total $2.7 Tn in serviceable assets; Large headroom for growth

India HH Net Worth/ Assets ($19.6 Tn)

"Uber Rich" AUM managed by different players ($ Tn)

41%

14%

Affluent (~2.5Mn HHs)

45%

Mass Affluent (~6Mn HHs)

Uber Rich Serviceable Uber Rich Unserviceable Mass Affluent

Rest of India (~315 Mn HHs)

2.0

0.4

0.3

Self/Unorganized ) (RIA,IFA, MFDs, etc.)

Includes bank deposits, equity holdings

Domestic Banks WM

Specialized WM

Includes global bank WM units

Source: Public Data, Broker Report

32

Strong Growth Outlook for Specialized Wealth Management in India (2/2)

India's serviceable assets to grow from $3 Tn to $9 Tn (13% CAGR), with specialized WM rising to $1.6 Tn by 2035, growing at ~18% CAGR

Specialised WM (%)

11%

17%

9.0

13% CAGR

3.0 Affluent (~2.5Mn HHs)

Mass Affluent (~6Mn HHs)

0.3

Rest of India (~315 Mn HHs)

FY25E

18% CAGR

1.6

FY35E

Source: Public Data, Broker Report

33

Uber Rich India Serviceable Wealth

Speciaised Wealth Managers

Q1 FY26 PERFORMANCE OVERVIEW

ABOUT US

COMPANY STRATEGY

INDUSTRY OVERVIEW

HISTORICAL PERFORMANCE

Operational Performance

Relationship Managers

RM Vintage (%)*

22

30

4

5

5

8

13

1

8

8

29

12

1 7

9

35

13

4

8

10

37

13

5

8

11

18%

23%

23%

36%

43%

3%

27%

27%

3%

42%

24%

31%

37%

35%

11%

13%

23%

29%

22%

30%

0 to 3 years 3 to 5 years

5 to 10 years >10 years

Mar-22

Mar-23

Mar-24

Mar-25

Jun-25

Mar-22

Mar-23

Mar-24

Mar-25

Jun-25

Total Clients

Clients Vintage (%)*

5,205

5,471

5,904

6,578

6,626

17,835

18,540

19,549

20,759

20,969

1,488 1,882 2,253

1,802 986 3,197

2,412 736 3,487

2,841 989 3,451

2,910 1,030 3,395

11%

8%

13%

5%

10%

17%

4%

12%

18%

5%

14%

17%

5%

14%

16%

12,212

12,555

12,914

13,478

13,634

68%

68%

66%

65%

65%

0 to 3 years 3 to 5 years

5 to 10 years >10 years

Mar-22 Total client families

Mar-23

Mar-24

Mar-25

Jun-25

Mar-22 *Rounded off to nearest decimal

Mar-23

Mar-24

Mar-25

Jun-25

35

AUA Growth Over The Years…

Mar-22

Mar-23

Mar-24

Mar-25

June-25

3,449

2,620

3,253

3,109

3,410

3,741

3,809

4,488

5,386

5,980

410

23

1,281

204

45

1,468

1,985

183

48

2,224

212 60

2,497

224 60

Rs. 7,782 Cr.

Rs. 8,078 Cr.

Rs. 10,114 Cr.

Rs. 11,623 Cr.

Rs. 12,570 Cr.

Trail-based AUM*

Insurance Premium Book

Fixed Deposit

Direct Equity

Bonds

+27% CAGR

Rs. 2,620 Cr.

Rs. 3,109 Cr.

Rs. 4,488 Cr.

Rs. 5,386 Cr.

Rs. 5,980 Cr.

*Trail-based AUM includes MF, PMS and AIF

36

l

a t o T

A U A

R R A

l

a t o T

M U A

Historical Consolidated Profit & Loss Statement

Particulars

FY25

FY24

FY23

FY22

(In Rs. Cr)

Income

Revenue from operations - Business Activities

Revenue from operations - Trading Activities

Other Income

Total Revenue (I+II)

Employee benefit expense

Other expenses

Total Operating Expenses

PBT*

PBT Margin %

PAT*

PAT Margin %

EPS

58.3

-5.2

6.9

60.1

9.0

4.0

13.0

45.1

75.1%

34.1

56.8%

32.05

41.6

12.7

12.6

67.0

8.1

3.0

11.1

55.4

82.8%

42.7

63.7%

40.06

32.0

-2.5

-0.1

29.4

6.7

3.5

10.2

18.7

63.4%

13.8

47.0%

12.98

25.2

6.3

1.9

33.3

5.3

2.9

8.2

24.7

74.2%

18.9

56.6%

17.69

*PBT & PAT includes exceptional item of Rs. 1.5 Cr which pertains to a cyber fraud perpetrated against the Company by third party in FY25

37

Historical Consolidated Balance Sheet Statement

Total Non-Current Assets

48.3

57.0

49.2

30.8

Particulars

ASSETS

Non-current assets

Property, Plant and Equipment

Other Intangible Assets

Financial Assets

Investments

Deposits with Bank

Deferred Tax Assets (Net)

Other Non-current Assets

Current assets

Inventories

Financial Assets

Positional Investment (F & O)

Trade Receivables

Cash and Cash Equivalents

Current Tax Assets (Net)

Other Current Assets

Total Current Assets

Total Assets

Mar-25 Mar-24 Mar-23 Mar-22

Particulars

Mar-25 Mar-24 Mar-23 Mar-22

(In Rs. Cr)

EQUITY

Equity share capital

10.7

10.7

10.7

10.7

0.8

0.1

31.1

9.5

0.1

6.7

0.7

0.2

0.7

0.3

0.8

0.6

47.6

38.6

17.4

1.0

0.1

7.3

1.0

0.1

8.5

3.0

0.1

9.0

Other equity

Total Equity

LIABILITIES

117.9

107.6

66.0

54.9

128.5

118.3

76.7

65.6

Other financial liabilities

Total Non-Current Liabilities

0.7

0.7

0.7

0.7

0.7

0.7

0.7

0.7

Current liabilities

Borrowings

Trade payables

-

-

0.04

1.9

71.5

57.0

23.8

31.7

0.1

6.2

2.7

0.6

6.8

0.5

4.8

4.8

0.4

0.4

87.9

67.9

-

3.4

2.6

1.0

0.4

31.1

-

3.4

5.4

-

0.4

40.9

Total outstanding dues of creditors other than micro enterprises and small enterprises

0.1

0.1

0.04

0.2

Provisions

Other current liabilities

Current Tax Liabilities (Net)

0.8

6.1

-

0.7

5.2

-

0.4

2.5

-

0.3

1.6

1.4

Total Current Liabilities

7.0

5.9

2.9

5.4

136.2

124.8

80.3

71.7

Total Equity and Liabilities

136.2

124.8

80.3

71.7

38

THANK YOU

Wealth First Portfolio Managers Limited:

Investor Relations Advisors :

For further information, please contact

CIN: L67120GJ2002PLC040636

CIN: U74140MH2010PTC204285

Mr. Nishil Pandya Email id : nishil@wealthfirst.biz

nishil@wealthfirst.biz

karan.thakker@sgapl.net

Mr. Karan Thakker Ms. Dhresha Shah karan.thakker@sgapl.net / Dhresha.shah@sgapl.net +91 81699 62562 / +91 98331 05108

Dhresha.shah@sgapl.net

www.wealth-firstonline.com

www.wealth-firstonline.com

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www.sgapl.net

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